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The Association for International Conciliation first published William
James's pacifist statement, "The Moral Equivalent of War," in 1910.
James, a highly respected philosopher and psychologist, was one of the founders
of pragmatism?}a
philosophical movement holding that ideas and theories must be tested in
practice to assess their worth. James hoped to find a way to convince men with a
long-standing history of pride and glory in war to evolve beyond the need for
bloodshed and to develop other avenues for conflict resolution. Spelling and
grammar represent standards of the time.
¡¡
"The Moral Equivalent of War"
By William James
The war against war is going to be no holiday excursion or camping party. The
military feelings are too deeply grounded to abdicate their place among our
ideals until better substitutes are offered than the glory and shame that come
to nations as well as to individuals from the ups and downs of politics and the
vicissitudes of trade. There is something highly paradoxical in the modern man's
relation to war. Ask all our millions, north and south, whether they would vote
now (were such a thing possible) to have our war for the Union expunged from
history, and the record of a peaceful transition to the present time substituted
for that of its marches and battles, and probably hardly a handful of eccentrics
would say yes. Those ancestors, those efforts, those memories and legends, are
the most ideal part of what we now own together, a sacred spiritual possession
worth more than all the blood poured out. Yet ask those same people whether they
would be willing in cold blood to start another civil war now to gain another
similar possession, and not one man or women would vote for the proposition. In
modern eyes, precious though wars may be, they must not be waged solely for the
sake of the ideal harvest. Only when forced upon one, only when an enemy's
injustice leaves us no alternative, is a war now thought permissible.
It was not thus in ancient times. The earlier men were hunting men, and to
hunt a neighboring tribe, kill the males, loot the village and possess the
females, was the most profitable, as well as the most exciting, way of living.
Thus were the more martial tribes selected, and in chiefs and peoples a pure
pugnacity and love of glory came to mingle with the more fundamental appetite
for plunder.
Modern war is so expensive that we feel trade to be a better avenue to
plunder; but modern man inherits all the innate pugnacity and all the love of
glory of his ancestors. Showing war's irrationality and horror is of no effect
upon him. The horrors make the fascination. War is the strong life; it is
life in extremis; war-taxes are the only ones men never hesitate to pay,
as the budgets of all nations show us.
History is a bath of blood. The Iliad is one long recital of how Diomedes and
Ajax, Sarpedon and Hector killed.
No detail of the wounds they made is spared us, and the Greek mind fed upon the
story. Greek history is a panorama of jingoism and imperialism?war for war's
sake, all the citizens being warriors. It is horrible reading, because of the
irrationality of it all?save for the purpose of making "history"?and
the history is that of the utter ruin of a civilization in intellectual respects
perhaps the highest the earth has ever seen.
Those wars were purely piratical. Pride, gold, women, slaves, excitement,
were their only motives. In the Peloponnesian war for example, the Athenians ask
the inhabitants of Melos...hitherto neutral, to own their lordship. The envoys
meet, and hold a debate which Thucydides gives in full, and which, for sweet
reasonableness of form, would have satisfied Matthew Arnold. "The powerful
exact what they can," said the Athenians, "and the weak grant what
they must." When the Meleans say that sooner than be slaves
they will appeal to the gods, the Athenians reply: "Of the gods we believe
and of men we know that, by a law of their nature, wherever they can rule they
will. This law was not made by us, and we are not the first to have acted upon
it; we did but inherit it, and we know that you and all mankind, if you were as
strong as we are, would do as we do. So much for the gods; we have told you why
we expect to stand as high in their good opinion as you." Well, the Meleans
still refused, and their town was taken. "The Athenians," Thucydides
quietly says, "thereupon put to death all who were of military age and made
slaves of the women and children. They then colonized the island, sending
thither five hundred settlers of their own."
Alexander's career was piracy pure and simple, nothing but an orgy of power
and plunder, made romantic by the character of the hero. There was no rational
principle in it, and the moment he died his generals and governors attacked one
another. The cruelty of those times is incredible. When Rome finally conquered
Greece, Paulus ¨¡milius was told by the Roman Senate to reward his soldiers for
their toil by "giving" them the old kingdom of Epirus. They sacked
seventy cities and carried off a hundred and fifty thousand inhabitants as
slaves.... Brutus was "the noblest Roman of them all," but to
reanimate his soldiers on the eve of Philippi he similarly promises to give them
the cities of Sparta and Thessalonica to ravage, if they win the fight.
Such was the gory nurse that trained societies to cohesiveness. We inherit
the warlike type; and for most of the capacities of heroism that the human race
is full of we have to thank this cruel history. Dead men tell no tales, and if
there were any tribes of other type than this they have left no survivors. Our
ancestors have bred pugnacity into our bone and marrow, and thousands of years
of peace won't breed it out of us. The popular imagination fairly fattens on the
thought of wars. Let public opinion once reach a certain fighting pitch, and no
ruler can withstand it. In the Boer war both governments began with bluff but
couldn't stay there, the military tension was too much for them. In 1898 our
people had read the word "war" in letters three inches high for three
months in every newspaper. The pliant politician McKinley was swept away by
their eagerness, and our squalid war with Spain became a necessity.
At the present day, civilized opinion is a curious mental mixture. The
military instincts and ideals are as strong as ever, but are confronted by
reflective criticisms which sorely curb their ancient freedom. Innumerable
writers are showing up the bestial side of military service. Pure loot and
mastery seem no longer morally avowable motives, and pretexts must be found for
attributing them solely to the enemy. England and we, our army and navy
authorities repeat without ceasing, arm solely for "peace," Germany
and Japan it is who are bent on loot and glory. "Peace" in military
mouths to-day is a synonym for "war expected." The word has become a
pure provocative, and no government wishing peace sincerely should allow it ever
to be printed in a newspaper. Every up-to-date dictionary should say that
"peace" and "war" mean the same thing.... It may even
reasonably be said that the intensely sharp competitive preparation
for war by the nations is the real war, permanent, unceasing; and that
the battles are only a sort of public verification of the mastery gained during
the "peace"-interval.
It is plain that on this subject civilized man has developed a sort of double
personality. If we take European nations, no legitimate interest of any one of
them would seem to justify the tremendous destructions which a war to compass it
would necessarily entail. It would seem as though common sense and reason ought
to find a way to reach agreement in every conflict of honest interests. I myself
think it our bounden duty to believe in such international rationality as
possible. But, as things stand, I see how desperately hard it is to bring the
peace-party and the war-party together, and I believe that the difficulty is due
to certain deficiencies in the program of pacificism which set the militarist
imagination strongly, and to a certain extent justifiably, against it. In the
whole discussion both sides are on imaginative and sentimental ground. It is but
one utopia against another, and everything one says must be abstract and
hypothetical. Subject to this criticism and caution, I will try to characterize
in abstract strokes the opposite imaginative forces, and point out what to my
own very fallible mind seems the best utopian hypothesis, the most promising
line of conciliation.
In my remarks, pacificist though I am, I will refuse to speak of the bestial
side of the war regime...and
consider only the higher aspects of militaristic sentiment. Patriotism no one
thinks discreditable; nor does any one deny that war is the romance of history.
But inordinate ambitions are the soul of every patriotism, and the possibility
of violent death the soul of all romance. The militarily patriotic and
romantic-minded everywhere, and especially the professional military class,
refuse to admit for a moment that war may be a transitory phenomenon in social
evolution. The notion of a sheep's paradise like that revolts, they say, our
higher imagination.... If war had ever stopped, we should have to re-invent it,
on this view, to redeem life from flat degeneration.
Reflective apologists for war at the present day all take it religiously. It
is a sort of sacrament. Its profits are to the vanquished as well as to the
victor; and quite apart from any question of profit, it is an absolute good, we
are told, for it is human nature at its highest dynamic. Its "horrors"
are a cheap price to pay for rescue from the only alternative supposed, of a
world of clerks and teachers, of co-education and zo-ophily, of "consumer's
leagues" and "associated charities," of industrialism unlimited,
and femininism unabashed. No scorn, no hardness, no valor any more! Fie upon
such a cattleyard of a planet!
So far as the central essence of this feeling goes, no healthy minded person,
it seems to me, can help to some degree partaking of it. Militarism is the great
preserver of our ideals of hardihood, and human life with no use for hardihood
would be contemptible. Without risks or prizes for the darer, history would be
insipid indeed; and there is a type of military character which every one feels
that the race should never cease to breed, for every one is sensitive to its
superiority. The duty is incumbent on
mankind, of keeping military characters in stock?of keeping them, if not for
use, then as ends in themselves and as pure pieces of perfection,?so that
Roosevelt's weaklings and mollycoddles may not end by making everything else
disappear from the face of nature.
This natural sort of feeling forms, I think, the innermost soul of
army-writings. Without any exception known to me, militarist authors take a
highly mystical view of their subject, and regard war as a biological or
sociological necessity, uncontrolled by ordinary psychological checks and
motives. When the time of development is ripe the war must come, reason or no
reason, for the justifications pleaded are invariably fictitious. War is, in
short, a permanent human obligation. General Homer Lea, in his recent
book "The Valor of Ignorance," plants himself squarely on this ground.
Readiness for war is for him the essence of nationality, and ability in it the
supreme measure of the health of nations.
Nations, General Lea says, are never stationary?they must necessarily expand
or shrink, according to their vitality or decrepitude. Japan now is culminating;
and by the fatal law in question it is impossible that her statesmen should not
long since have entered, with extraordinary foresight, upon a vast policy of
conquest?the game in which the first moves were her wars with China and Russia
and her treaty with England, and of which the final objective is the capture of
the Philippines, the Hawaiian Islands,
Alaska, and the whole of our Coast west of the Sierra Passes. This will give
Japan what her ineluctable vocation as a state absolutely forces her to claim,
the possession of the entire Pacific Ocean; and to oppose these deep designs we
Americans have, according to our author, nothing but our conceit, our ignorance,
our commercialism, our corruption, and our feminism. General Lea makes a minute
technical comparison of the military strength which we at present could oppose
to the strength of Japan, and concludes
that the islands, Alaska, Oregon, and Southern California, would fall almost
without resistance, that San Francisco must surrender in a fortnight to a
Japanese investment, that in three or four months the war would be over, and our
republic, unable to regain what it had heedlessly neglected to protect
sufficiently, would then "disintegrate," until perhaps some C©¡sar
should arise to weld us again into a nation.
A dismal forecast indeed! Yet not unplausible, if the mentality of Japan's
statesmen be of the C©¡sarian type of which history shows so many examples, and
which is all that General Lea seems able to imagine.... Ignorant as we still are
of the innermost recesses of Japanese mentality, we may be foolhardy to
disregard such possibilities.
Other militarists are more complex and more moral in their considerations.
The "Philosophie des Krieges," by S. R. Steinmetz is a good example.
War, according to this author, is an ordeal instituted by God, who weighs the
nations in its balance. It is the essential form of the State, and the only
function in which peoples can employ all their powers at once and convergently.
No victory is possible save as the resultant of a totality of virtues, no defeat
for which some vice or weakness is not responsible.
Fidelity, cohesiveness, tenacity, heroism, conscience, education, inventiveness,
economy, wealth, physical health and vigor?there isn't a moral or intellectual
point of superiority that doesn't tell, when God holds his assizes and hurls the
peoples upon one another. Die
Weltgeschichte ist das Weltgericht;
and Dr. Steinmetz does not believe that in the long run chance and luck play any
part in apportioning the issues.
The virtues that prevail, it must be noted, are virtues anyhow, superiorities
that count in peaceful as well as in military competition; but the strain on
them, being infinitely intenser in the latter case, makes war infinitely more
searching as a trial. No ordeal is comparable to its winnowings. Its dread
hammer is the welder of men into cohesive states, and nowhere but in such states
can human nature adequately develop its capacity. The only alternative is
"degeneration."
Dr. Steinmetz is a conscientious thinker, and his book, short as it is, takes
much into account. Its upshot can, it seems to me, be summed up in Simon
Patten's word, that mankind was nursed in pain and fear, and that the transition
to a "pleasure-economy" may be fatal to a being wielding no powers of
defence against its disintegrative influences. If we speak of the fear of
emancipation from the fear-regime, we put the whole situation into a single
phrase; fear regarding ourselves now taking the place of the ancient fear of the
enemy.
Turn the fear over as I will in my mind, it all seems to lead back to two
unwillingnesses of the imagination, one aesthetic, and the other moral;
unwillingness, first to envisage a future in which army-life, with its many
elements of charm, shall be forever impossible, and in which the destinies of
peoples shall nevermore be decided quickly, thrillingly, and tragically, by
force, but only gradually and insipidly by "evolution"; and, secondly,
unwillingness to see the supreme theatre of human strenuousness closed, and the
splendid military aptitudes of men doomed to keep always in a state of latency
and never show themselves in action. These insistent unwillingnesses, no less
than other aesthetic and ethical insistencies, have, it seems to me, to be
listened to and respected. One cannot meet them effectively by mere
counter-insistency on war's expensiveness and horror. The horror makes the
thrill; and when the question is of getting the extremest and supremest out of
human nature, talk of expense sounds
ignominious. The weakness of so much merely negative criticism is
evident?pacificism makes no converts from the military party. The military party
denies neither the bestiality nor the horror, nor the expense; it only says that
these things tell but half the story. It only says that war is worth
them; that, taking human nature as a whole, its wars are its best protection
against its weaker and more cowardly self, and that mankind cannot afford
to adopt a peace-economy.
Pacificists ought to enter more deeply into the aesthetical and ethical point
of view of their opponents. Do that first in any controversy, says J. J.
Chapman, then move the point, and your opponent will follow. So long as
anti-militarists propose no substitute for war's disciplinary function, no moral
equivalent of war, analogous, as one might say, to the mechanical equivalent
of heat, so long they fail to realize the full inwardness of the situation. And
as a rule they do fail. The duties, penalties, and sanctions pictured in the
utopias they paint are all too weak and tame to touch the military-minded.
Tolstoi's pacificism is the only exception to this rule, for it is profoundly
pessimistic as regards all this world's values, and makes the fear of the Lord
furnish the moral spur provided elsewhere by the fear of the enemy. But our
socialistic peace-advocates all believe absolutely in this world's values; and
instead of the fear of the Lord and the fear of the enemy, the only fear they
reckon with is the fear of poverty if one be lazy. This weakness pervades all
the socialistic literature with which I am acquainted. Even in Lowes Dickinson's
exquisite dialogue, high wages and short hours are the only forces invoked for
overcoming man's distaste for repulsive kinds of labor. Meanwhile men at large
still live as they always have lived,
under a pain-and-fear economy?for those of us who live in an ease-economy are
but an island in the stormy ocean?and the whole atmosphere of present-day
utopian literature tastes mawkish and dishwatery to people who still keep a
sense for life's more bitter flavors. It suggests, in truth, ubiquitous
inferiority.
Inferiority is always with us, and merciless scorn of it is the keynote of
the military temper. "Dogs, would you live forever?" shouted Frederick
the Great. "Yes," say our utopians, "let us live forever, and
raise our level gradually." The best thing about our "inferiors"
to-day is that they are as tough as nails, and physically and morally almost as
insensitive. Utopianism would see them soft and squeamish, while militarism
would keep their callousness, but transfigure it into a meritorious
characteristic, needed by "the service," and redeemed by that from the
suspicion of inferiority. All the qualities of a man acquire dignity when he
knows that the service of the collectivity that owns him needs them. If proud of
the collectivity, his own pride rises in proportion. No collectivity is like an
army for nourishing such pride; but it has to be confessed that the only
sentiment which the image of pacific cosmopolitan industrialism is capable of
arousing in countless worthy breasts is shame at the idea of belonging to such
a collectivity. It is obvious that the United States of America as they exist
to-day impress a mind like General Lea's as so much human blubber. Where is the
sharpness and precipitousness, the contempt for life, whether one's own, or
another's? Where is the savage "yes" and "no," the
unconditional duty? Where is the conscription? Where is the blood-tax? Where is
anything that one feels honored by belonging to?
Having said thus much in preparation, I will now confess my own utopia. I
devoutly believe in the reign of peace and in the gradual advent of some sort of
a socialistic equilibrium. The fatalistic view of the war-function is to me
nonsense, for I know that war-making is due to definite motives and subject to
prudential checks and reasonable criticisms, just like any other form of
enterprise. And when whole nations are the armies, and the science of
destruction vies in intellectual refinement with the sciences of production, I
see that war becomes absurd and impossible from its own monstrosity. Extravagant
ambitions will have to be replaced by reasonable claims, and nations must make
common cause against them. I see no reason why all this should not apply to
yellow as well as to white countries, and I look forward to a future when acts
of war shall be formally outlawed as between civilized peoples.
All these beliefs of mine put me squarely into the anti-militarist party. But
I do not believe that peace either ought to be or will be permanent on this
globe, unless the states pacifically organized preserve some of the old elements
of army-discipline. A permanently successful peace-economy cannot be a simple
pleasure-economy. In the more or less socialistic future towards which mankind
seems drifting we must still subject ourselves collectively to those severities
which answer to our real position upon
this only partly hospitable globe. We must make new energies and hardihoods
continue the manliness to which the military mind so faithfully clings. Martial
virtues must be the enduring cement; intrepidity, contempt of softness,
surrender of private interest, obedience to command, must still remain the rock
upon which states are built?unless, indeed, we wish for dangerous reactions
against commonwealths fit only for contempt, and liable to invite attack
whenever a centre of crystallization for military-minded
enterprise gets formed anywhere in their neighborhood.
The war-party is assuredly right in affirming and reaffirming that the
martial virtues, although originally gained by the race through war, are
absolute and permanent human goods. Patriotic pride and ambition in their
military form are, after all, only specifications of a more general competitive
passion. They are its first form, but that is no reason for supposing them to be
its last form. Men now are proud of belonging to a conquering nation, and
without a murmur they lay down their persons and their wealth, if by so doing
they may fend off subjection. But who can be sure that other aspects of one's
country may not, with time and education and suggestion enough, come to be
regarded with similarly effective feelings of pride and shame? Why should men
not some day feel that it is worth a blood-tax to belong to a collectivity
superior in any ideal respect? Why should they not blush with indignant
shame if the community that owns them is vile in any way whatsoever?
Individuals, daily more numerous, now feel this civic passion. It is only a
question of blowing on the spark till the whole population gets incandescent,
and on the ruins of the old morals of military honor, a stable system of morals
of civic honor builds itself up. What the whole community comes to believe in
grasps the individual as in a vise. The war-function has grasped us so far; but
constructive interests may some day seem no less imperative, and impose on the
individual a hardly lighter burden.
Let me illustrate my idea more concretely. There is nothing to make one
indignant in the mere fact that life is hard, that men should toil and suffer
pain. The planetary conditions once for all are such, and we can stand it. But
that so many men, by mere accidents of birth and opportunity, should have a life
of nothing else but toil and pain and hardness and inferiority imposed
upon them, should have no vacation,
while others natively no more deserving never get any taste of this campaigning
life at all,?}this
is capable of arousing indignation in reflective minds. It may end by seeming
shameful to all of us that some of us have nothing but campaigning, and others
nothing but unmanly ease. If now?and this is my idea?there were, instead of
military conscription a conscription of the whole youthful population to form
for a certain number of years a part of the army enlisted against Nature,
the injustice would tend to be evened out, and numerous other goods to the
commonwealth would follow. The military ideals of hardihood and discipline would
be wrought into the growing fibre of the people; no one would remain blind as
the luxurious classes now are blind, to man's relations to the globe he lives
on, and to the permanently sour and hard foundations of his higher life. To coal
and iron mines, to freight trains, to fishing fleets in December, to
dishwashing, clothes-washing, and window-washing, to road-building and
tunnel-making, to foundries and stoke-holes, and to the frames of skyscrapers,
would our gilded youths be drafted off, according to their choice, to get the
childishness knocked out of them, and to come back into society with healthier
sympathies and soberer ideas. They would have paid their blood-tax, done their
own part in the immemorial human warfare against nature; they would tread the
earth more proudly, the women would value them more highly, they would be better
fathers and teachers of the following generation.
Such a conscription, with the state of public opinion that would have
required it, and the many moral fruits it would bear, would preserve in the
midst of a pacific civilization the manly virtues which the military party is so
afraid of seeing disappear in peace. We should get toughness without
callousness, authority with as little criminal cruelty as possible, and painful
work done cheerily because the duty is temporary, and threatens not, as now, to
degrade the whole remainder of one's life. I spoke of the "moral
equivalent" of war. So far, war has been the only force that can discipline
a whole community, and until an equivalent discipline is organized, I believe
that war must have its way. But I have no serious doubt that the ordinary prides
and shames of social man, once developed to a certain intensity, are capable of
organizing such a moral equivalent as I have sketched, or some other just as
effective for preserving manliness of type. It is but a question of time, of
skilful propagandism, and of opinion-making men seizing historic opportunities.
The martial type of character can be bred without war. Strenuous honor and
disinterestedness abound elsewhere. Priests and medical men are in a fashion
educated to it, and we should all feel some degree of it imperative if we were
conscious of our work as an obligatory service to the state. We should be owned,
as soldiers are by the army, and our pride would rise accordingly. We could be
poor, then, without humiliation, as army officers now are. The only thing needed
henceforward is to inflame the civic temper as past history has inflamed the
military temper. H. G. Wells, as usual, sees the centre of the situation.
"In many ways," he says, "military organization is the most
peaceful of activities. When the contemporary man steps from the street, of
clamorous insincere advertisement, push, adulteration, underselling and
intermittent employment into the barrack-yard, he steps on to a higher social
plane, into an atmosphere of service and cooperation and of infinitely more
honorable emulations. Here at least men are not flung out of employment to
degenerate because there is no immediate work for them to do. They are fed and
drilled and trained for better services. Here at least a man is supposed to win
promotion by self-forgetfulness and not by self-seeking. And beside the feeble
and irregular endowment of research by commercialism, its little short-sighted
snatches at profit by innovation and scientific economy, see how remarkable is
the steady and rapid development of method and appliances in naval and military
affairs! Nothing is more striking than to compare the progress of civil
conveniences which has been left almost entirely to the trader, to the progress
in military apparatus during the last few decades. The house-appliances of
to-day for example, are little better than they were fifty years ago. A house of
to-day is still almost as ill-ventilated, badly heated by wasteful fires,
clumsily arranged and furnished as the house of 1858. Houses a couple of hundred
years old are still satisfactory places of residence, so little have our
standards risen. But the rifle or battleship of fifty years ago was beyond all
comparison inferior to those we possess; in power, in speed, in convenience
alike. No one has a use now for such superannuated things."
Wells adds that he thinks that the conceptions of order and discipline, the
tradition of service and devotion, of physical fitness, unstinted exertion, and
universal responsibility, which universal military duty is now teaching European
nations, will remain a permanent acquisition, when the last ammunition has been
used in the fireworks that celebrate the final peace. I believe as he does. It
would be simply preposterous if the only force that could work ideals of honor
and standards of efficiency into English or American natures should be the fear
of being killed by the Germans or the Japanese. Great indeed is Fear; but it is
not, as our military enthusiasts believe and try to make us believe, the only
stimulus known for awakening the higher ranges of men's spiritual energy. The
amount of alteration in public opinion which my utopia postulates is vastly less
than the difference between the mentality of those black warriors who pursued
Stanley's party on the Congo with their cannibal war-cry of "Meat!
Meat!" and that of the "general-staff" of any civilized nation.
History has seen the latter interval bridged over: the former one can be bridged
over much more easily.
Source: Articles from Bibliobase edited by Michael A. Bellesiles. Copyright
¨Ï 1998 by Houghton
Mifflin Company.
All rights reserved. Reprinted by permission.
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