The identification of this obvious "primacy" of Peter in the New Testament with the "primacy" of the church of Rome is not self-evident, since, for one thing, the same New Testament remains almost silent about a connection of Peter with Rome. The reference at the close of the Acts of the Apostles to the arrival of the Apostle Paul in Rome gives no indication that Peter was there as the bishop or even as a resident, and the epistle that Paul had addressed somewhat earlier to the church at Rome devotes its entire closing chapter to greetings for many believers in the city but fails to mention Peter's name. On the other hand, the first of the two epistles ascribed to Peter does use the phrase (presumably referring to a Christian congregation) "she who is at Babylon" (1 Peter 5:13), which was a code name for Rome. It is, moreover, the unanimous testimony of early Christian tradition that Peter, having been at Jerusalem and then at Antioch, finally came to Rome, where he was crucified (with his head down, according to Christian legend, in deference to the crucifixion of Christ); there was, however, and still is, dispute about the exact location of his grave. Writing around the end of the 2nd century, the North African theologian Tertullian (c. 160-c. 225) spoke of "Rome, from which there comes even into our own hands the very authority of the apostles themselves. How happy is its church, on which apostles poured forth all their doctrine along with their blood! where Peter endures a passion like his Lord's! where Paul wins his crown in a death like that of John [the Baptist]!"

Alongside this apostolic argument for Roman primacy--and often interwoven with it--Rome was honoured because of its position as the capital of the Roman Empire: the church in the prime city ought to be prime among the churches. As the capital Rome drew visitors or tourists or pilgrims from everywhere and eventually became, for church no less than for state, what Jerusalem had originally been called, "the church from which every church took its start, the mother city [metropolis] of the citizens of the new covenant." Curiously, the transfer of the capital of the Roman Empire from Rome to Constantinople by the newly converted emperor Constantine in 330, which weakened Rome's civil authority, served only to strengthen its spiritual authority: the title "supreme priest [pontifex maximus]," which had been the prerogative of the emperor, now devolved upon the pope. The transfer of the capital also occasioned a dispute between Rome ("Old Rome") and Constantinople ("New Rome") over whether the new capital, as capital, should be entitled to a commensurate ecclesiastical preeminence alongside the see of Peter. The second ecumenical council of the church (at Constantinople in 381) and the fourth (at Chalcedon in 451) both legislated such a position for the see of Constantinople, but Rome refused to acknowledge the legitimacy of that prerogative. (see also Index: Chalcedon, Council of)

It was also at the Council of Chalcedon, convoked to resolve the doctrinal controversy between Antioch and Alexandria over the person of Christ, that the council fathers accepted the formula proposed by Pope Leo I (reigned 440-461). "Peter," they declared, "has spoken through the mouth of Leo!" That was only one in a long series of occasions when the authority of Rome, sometimes by invitation and sometimes by its own intervention, served as a court of appeal in jurisdictional and dogmatic disputes that had erupted in various parts of Christendom. During the first six centuries of the church the bishop of every major Christian centre was, at one time or another, charged with heresy and convicted--except the bishop of Rome (although his turn was to come later). The titles that the see of Rome gradually assumed and the claims of primacy it made within the internal life and governance of the church were, in many ways, little more than the formalization of what had meanwhile become widely accepted practice during these first four or five centuries of its history.

2) External factors.

3) The early medieval papacy.

During the centuries that marked the transition from the early to the medieval church Roman Catholicism benefited from the leadership of several outstanding popes; at least two of them--both called "the Great" by historians and "Saint" by the Roman Catholic Church--merit special consideration even in a brief article. Pope Leo I was, even for his pagan contemporaries, the embodiment of the ideal of Romanitas in his resistance to the barbarian conquerors. Twice in the space of a few years he was instrumental in saving Rome, from the Huns in 452, when he achieved their withdrawal to the banks of the Danube, and from the Vandals in 455, when his intercession mitigated their depredations in the city. His aforementioned intervention in the doctrinal controversy among Eastern theologians over the person of Christ and the role played by his Tome of 449 in the formula of the Council of Chalcedon in 451 was part of a concerted campaign to consolidate and extend the jurisdiction of the see of Rome over such remote areas as Gaul, Spain, and North Africa--a jurisdiction officially acknowledged by the Roman emperor. Pope Gregory I (reigned 590-604), more than any pope before or after him, laid the foundations for the Roman Catholicism of the Middle Ages. It was he who selected Augustine of Canterbury to bring about the conversion of England to the Christian faith and the Roman Catholic obedience. He asserted the primacy of his see over the entire church, including the patriarchate of Constantinople, and his diplomatic and political skills secured the independence of the Western Roman Catholic Church both from the Byzantine Empire and from the Germanic tribes occupying Italy. Gregory the Great was also one of the most important patrons of the Benedictine monastic movement, to which he owed a considerable part of his own spiritual upbringing (as his biography of Benedict manifests).

Nevertheless, medieval Roman Catholicism would not have taken the form it did without the conversion of the emperor Constantine in 312. As a consequence of that event Christianity moved in a few decades from an illegal to a legal to a dominant position in the Roman Empire. Henceforth every branch of Christendom had to deal with rulers who claimed to profess its faith; conversely, the character of every branch of Christendom could in considerable measure be described on the basis of its way of relating church and state.For medieval Roman Catholicism the centralization of church authority in the pope made the relation of church and state a persistent issue in the very understanding of the nature of the church itself. As the church approached the conclusion of the first millennium of its history, it had become the legatee of the spiritual, administrative, and intellectual resources of the early centuries.

Most of the preceding analysis pertains to the whole of Christendom. The Eastern Orthodox Church has almost as large a share in the developments of the early centuries as does the Roman Catholic Church, and even Protestantism looks to these centuries for its authentication. The Middle Ages may be defined as the era in which the distinctively Roman Catholic forms and institutions of the church were set. The following chronological account of medieval developments shows how these forms and institutions emerged from the context of the shared history of the early Christian centuries. (J.J.Pe.)

3. THE CHURCH OF THE EARLY AND HIGH MIDDLE AGES

1) The concept of Christendom.

By the 10th century the religious and cultural community that is called Christendom had come into being. In every European state the religion of the state was Roman Catholicism. Christendom fought back against Islam in the Crusades (see below), which failed to repossess the lost territories but strengthened the unity of Christendom and rendered it conscious of its power.

The Middle Ages saw the rise of the universities and of a "Catholic" learning, sparked, oddly enough, by the transmission of Aristotle through Arab scholars. Scholasticism, the highly formalized philosophical and theological systems developed by the medieval masters, dominated Roman Catholic thought into the 20th century and contributed to the formation of the European intellectual tradition. With the rise of the universities, the threefold level of the ruling classes of Christendom was established; imperium (political authority), sacerdotium (ecclesiastical authority), and studium (intellectual authority). The principle that each of these three was independent of the other two within its sphere of authority had enduring consequences in Europe.

The same period saw the growth of monasticism. One may see in this withdrawal from the world a response to the essential conflict between Christianity and Roman civilization; those who refused to accept the prevailing compromise between the religious and secular spheres could find no place in the world of the early Middle Ages. Perhaps the most remarkable feature of monasticism was that this withdrawal did not take the form of heresy or schism. Monasticism found a way of refusing the compromise without departing from the church that had made the compromise.

2) A period of decadence.

This period also revealed the possibilities of corruption within the Roman Catholic Church. Without the accumulated prestige and the precedents established by the 9th-century popes, the claim to primacy would have had difficulty in surviving the subsequent period of papal decadence. In the 870s the imperial government in Italy declined in influence, and the bishopric of Rome, along with other European bishoprics, was increasingly at the mercy of the local nobility, with spasmodic interventions by the 10th-century German emperors.

German kingship entered upon a new epoch in the 10th century. Under Otto I, the Great, the bishops and greater abbots were drawn into royal service and enriched with estates and counties, for which they did feudal homage. Otto conquered northern Italy and extracted from the pope an imperial coronation (962). Both he and his grandson Otto III regarded the papal territory as part of their realm; they appointed and removed popes and presided at synods. Otto III, an enlightened ruler, appointed as pope his old tutor, Gerbert of Aurillac--who took the name Sylvester II--whose brief reign (999-1003) was a shaft of light between two periods in which Roman factions dominated the papacy. (see also Index: Ottonian dynasty)

German "protection," however, had its price. When the emperor Henry III descended into Italy in 1046, deposing three rival claimants to the papacy (Sylvester III, Gregory VI, and Benedict IX) and then appointing his own candidate, Clement II (and later several successors), the Roman Church was in grave danger of becoming an imperial proprietary church, similar to those multitudinous lower churches in Europe whose royal or aristocratic owners regarded them, in accordance with age-old custom, as their own private property to be disposed of at will.

France during this period was fragmented into many feudal domains. This allowed the ecclesiastical hierarchy there a certain independence and cohesion, while the growth of the French reform-oriented monastery at Cluny prepared the country for its message of reform. In England there was a unique intermingling of ecclesiastical and royal administration that, in fact, left the church entirely free. On the fringes of Christendom--Scandinavia, Scotland, Ireland, and northern Spain--there was little hierarchical development. (see also Index: Cluny Abbey)

3) Popular Christianity c. 1000.

The greater part of central Christendom had by the 11th century been divided into bishops' dioceses and individual parishes. But in the northern and western regions the proliferation of small private churches had not yet been wholly absorbed, and the existence of proprietary and exempt enclaves continued to the Reformation and beyond. The priest, in rural districts usually a villein of the lord (subject to the lord but not to others), cultivated his acres of glebe (revenue lands of the parish church), celebrated mass on Sundays and feasts, recited some of the hours (liturgical or devotional services for use at certain hours of the day, according to the monastic daily schedule), and saw that his flock was baptized, anointed, and buried. Lay people normally received communion four times a year--Christmas, Easter, Pentecost, and Assumption (August 15). Auricular (privately heard) confession was widespread but not universal.

Education in the early Middle Ages was at a very low ebb outside the monasteries. Cathedral schools were few, and rural priests who could read Latin easily were rare. Almost all literary work came from the monasteries and in Celtic lands (mainly Ireland) from the half-monastic Culdees (religious recluses). The larger monasteries, such as Cluny or St. Gall (Switzerland), were towns in miniature with a variety of social services; they were also the only reservoirs of learning and artistic skill. On the land, pious practices and beliefs often merged into superstition or "white" magic; and marriage customs, together with the complicated degrees of prohibited relationships, provided endless problems in an epoch when the presence of a priest was not necessary for a valid union. In an age of protective lordship, heavenly patrons were highly valued, and the body or relics of a reputed saint made him the personaa quasi-living protective presence, of a church or abbey. This aspect of belief explains the popularity of pilgrimages to shrines such as that of the Apostles at Rome, St. James at Santiago de Compostela (Spain), the Magi at Cologne (Germany), and countless others. Monastic piety was expressed not only in the liturgy but also in "little offices" (liturgical or devotional services) of the Blessed Virgin, of the cross, of all saints, and of the dead; the primary reason for a monastery's existence was intercessory prayer--hence the numerous monastic foundations by royal and noble families.

4) The first reformers: Leo IX and Nicholas II.

5) The reign of Gregory VII.

Even more directly influential was Gregory's centralization of the church. Through the appointment of plenipotentiary legates (representatives with full power to negotiate), the immediate control of diocesan bishops, canonical elections, and Roman and local synods, and the publication of canonical collections and polemical manifestos a web was spun in which every thread led to Rome. The scattered priests and the distant bishops were gradually becoming a class, the clergy, distinct from others and with a law and a loyalty of their own. 

Although Gregory died a lonely exile, his principles of reform had found reception all over Europe, and the new generation of bishops was Gregorian in sympathy and obedient in practice to papal commands in a way unknown to their predecessors.

6) The Investiture Conflict (1085-1122).

The efforts of the reformers to make the church independent of lay control inevitably centred upon the appointment of bishops by the ruler of the country or region. In ancient canon law, election of bishops had been by clergy and people; entrance upon office followed lawful consecration. Feudalism and royal claims had transformed election into royal appointment, and admission to office was by means of the bestowal, or investiture, by the lord, of ring and staff (symbols of the episcopal office), preceded by an act of homage. This savoured of simony, both because a layman bestowed a spiritual benefice and because money was often offered or demanded. The conservatives appealed to immemorial practice, accepted and even enjoined by the papacy. (see also Index: Investiture Controversy)

Gregory VII, though asserting the principle of freedom, was in fact tolerant of royal appointments free from simony. Pope Urban II (reigned 1088-99) was equally inconsistent, though in other ways he was a reformer. Pope Paschal II (reigned 1099-1118) at once condemned lay investiture, thus precipitating the crisis in England between Anselm, archbishop of Canterbury, and King Henry I. This and a similar crisis in France were settled by a compromise. Election (by the cathedral chapter) was to be free; lay investiture was waived, but homage before the bestowal of the fief was allowed. Meanwhile Paschal, at odds with the German king Henry V, who was demanding imperial coronation, suddenly offered to renounce all church property held by the king if lay investiture were also abandoned. Henry accepted, but the bishops refused the terms; thereupon the King seized the Pope who, under duress, allowed lay investiture. By this time, however, a large majority of the bishops were Gregorians, and the Pope was persuaded to retract. Eleven years later Pope Gelasius II accepted the Concordat of Worms (1122). According to this agreement free election by ecclesiastics was to be followed by investiture (without staff and ring) and homage to the king.

This ended a strife of 50 years, in which pamphleteers on both sides had revived every kind of claim to supremacy and God-given authority. Nominally a compromise, the concordat was in effect a victory for the monarch, for he could usually control the election. Nevertheless, the war of ideologies had exposed the weakness of the emperor who in the last resort had to admit the spiritual authority of the pope, and the struggle left intact the claim of the church to moderate the whole of society.

7) The Crusades.

4. THE CHURCH OF THE LATE MIDDLE AGES

1) The Proto-Renaissance.

The 12th century, or, more correctly, the century 1050-1150, has been called the first Renaissance. A more accurate title would be the adolescence of Europe, in which higher education, techniques of thought and speech, and a fresh attack upon the old problems of philosophy and theology appeared for the first time in postclassical Europe. All these activities were carried out by clerics and controlled by churchmen. The focus of educational activity was the cathedral school, and the new agent of instruction was the semiprofessional, unattached teacher, such as the French philosopher-theologians Berengarius, Roscelin, and Abelard, though monks such as Lanfranc, Anselm of Canterbury, and Hugh and Richard of the Monastery of St. Victor, Paris, still had a share.

Philosophy was revived through the development of logic and dialectic, which were applied to doctrines of the faith, either as formal exercises, Augustinian speculation, or critical reformulation. From 1100 onward theology, in the modern sense of the word (first used by Abelard), emerged. The teachings of Scripture and of the early Church Fathers on the various doctrines were consolidated and organized in works called Sentences. The first handbook of theology was composed by Abelard. Finally, Peter Lombard (bishop c. 1159) published his Four Books of Sentenceswhich summarized the Christian faith, using the sic-et-non (yes-and-no) dialectic popularized by Abelard and the canon lawyers, and he also pronounced on vexing questions. His classic manual may be said, in modern terms, to have created the syllabus of theological study for the age that followed. Together with the expansion of logic--brought about by the arrival (through Muslim sources) of what was called the new logic of Aristotle--and the emergence of the university, the Sentences ended the era of literary, humanistic, and monastic culture and opened that of the formal, impersonal, Scholastic age.

2) Reformed monasticism.

The most distinctive feature of the century 1050-1150, according to some scholars, was the appearance and diffusion of reformed monasticism. Beginning with a few relatively small quasi-hermit orders in Italy, such as the Camaldolese and the Vallombrosans, the movement spread to France with the extreme eremitical Grandmontines (founded in 1077) and the eremitical Carthusians (founded in 1084) and became as wide as Christendom with the multiplication of the daughter monasteries of Cîteaux (founded in 1098). The keynote of the Cistercians (based at Cîteaux) was exact observance of the Rule of St. Benedict, with emphasis on simplicity, poverty, and manual work. The addition of lay brothers tapped a large reservoir in an age of economic and demographic expansion, and the organization of the order--with annual visitations and a general chapter--ensured good discipline and enabled the order to accommodate itself to the strain of a vast family of houses scattered throughout the Latin Church. The success of Cîteaux owed much to the genius of St. Bernard, abbot of Clairvaux from 1115 to 1153, who was for 30 years the untitled religious leader of Europe. Owing to his influence, other new orders, such as the Premonstratensians, the English Gilbertines, and the military Knights Templars, accepted or imitated Cistercian practices. All these and others had a popularity that in any other age would have seemed miraculous, since they practiced austerity. By the end of the 12th century the saturation point for monasticism had been reached all over Europe, save in a few peripheral regions, and the golden age of monasticism had passed.

3) The papacy at its height: the 12th and 13th centuries.

Gregory VII has often been portrayed as an innovator who lacked both authentic ancestors and true successors. It must be affirmed, nonetheless, that the later history of the papacy, modern as well as medieval, was shaped by what he and his followers did, while the continuing disabilities characteristic of the medieval papacy owed much to what they left undone. Thus, the assimilation of the biblical notion of church office as grounded in love for others to the political notions of office as grounded in power and law--a development in process since the 4th century and earlier--reached a point of no return with Gregory. He functioned within a unified Christian society in which "state" and "church" were no longer conceived as distinct societal entities and was thus impelled by its very dynamic to assert a claim to jurisdictional supremacy even over the Christian emperor. For the next two centuries papal history was characterized by a deepening involvement, direct and indirect, in matters political. As a result there were, under Alexander III (reigned 1159-81) and Innocent IV (reigned 1243-54), renewed clashes with the German emperors and, under Innocent III (reigned 1198-1216), extensive and damaging papal interference in German internal affairs. What alarmed these popes was the fear that imperial policy, by encroaching upon papal territorial independence, also threatened the autonomy of papal action. But with Innocent IV, at least, such a fear was matched by his wish to vindicate, even in temporal matters, the papal claim to supremacy.

Though much of the drama of papal history in this period focused upon these conflicts, the impact that the thoroughgoing politicization of church office had upon the nature and structure of ecclesiastical government and the pope's place in it was of more enduring significance. Here again Gregory's pontificate was something of a watershed. Any lingering belief that the pope's primacy might be regarded primarily as one of honour was now dispelled, and any hesitation about implementing the jurisdictional primacy that had supplanted it now disappeared. The need for papal leadership was so widely accepted that throughout much of the 12th and 13th centuries the demand for it came from the local churches themselves. The outcome was an acceleration in the process that had led, by the late 13th century, to a papal exercise of judicial authority going far beyond the mere acceptance of appeals from lower courts; to an arrogation of the wide-ranging legislative powers manifest in the Decretalsof Gregory IX (1234), the first officially promulgated collection of papal laws; and to the system of "papal provisions" (direct papal intervention in the disposal of benefices) that was finally to be completed by Benedict XII in 1335.

Papal leadership in the church was eventually replaced by papal monarchy over the church. Positively, this transformation was evident in the reforming legislation of the fourth Lateran Council (1215). The negative aspect was to become increasingly obvious as the 13th century wore on. It was no accident that what turned out to be the permanent schism between the Latin and Greek churches occurred at a time when Leo IX had embarked upon a more active exercise of the papal primacy. The more his successors succeeded in establishing the fullness of their jurisdictional power (plenitudo potestatis) within the Latin Church, the less chance there was of healing the schism. Nor did papal sponsorship of the Crusades, however great the prestige it had brought to Urban II at the time of the First Crusade, ultimately redound to the benefit of the religious life of the church.

Least justified of all was the administrative centralization attendant upon the exercise of the plenitudo potestatis when it was finally measured against the price that had to be paid--notably the corruption spawned by the stringent financial measures (e.g., sale of indulgences, benefices, etc.) needed to support the growing army of clerical bureaucrats at Rome. And on this point one of the things left undone by the Gregorian reformers proved to be crucial. Their failure to uproot the notion of the "proprietary church" explains both the willingness of later canonists to classify the laws governing the disposition of ecclesiastical benefices under the heading not of public but of private law (law pertaining to the protection of proprietary right) and also the tendency of medieval persons in general to regard ecclesiastical office less as a focus of duty than as a source of income or an object of proprietary right. When the 13th-century popes found that direct papal taxation did not yield funds sufficient to support their bureaucrats, they adopted the practice of "providing" them to benefices all over Europe, for the law itself encouraged them to think of such benefices as sources of much needed revenue. Thus arose the characteristic abuses of pluralism (holding more than one benefice) and nonresidence against which church reformers from the mid-13th century on railed in vain and the blame for which they were soon to lay at the door of a papacy that had finally come to be regarded as an obstacle rather than a spur to reform.

4) The age of faith.

Below the level of the papacy, however, a spiritual revival had taken place. The 12th century, perhaps more than any other, was an age of faith in the sense that all men, good or bad, pious or worldly, were fundamentally believers, and religious causes and interests (crusades, monastic foundations, building churches, and assisting education and charities) made up much of the life of the literate and administrative classes. Lay religion was, as never before or since, permeated with monastic ideals. Prodigious numbers of the populace became monks, knights (members of military-religious orders), labourers (lay brothers), and lay people who followed monastic rules, and the favourite lay devotions were short versions of monastic offices. Almost every church--whether cathedral, monastic, parochial, or private--was built or rebuilt between 1050 and 1200. Almost all baronial families founded a monastery, and townspeople not only paid for their cathedrals but often supplied materials and labour.

The pontificate of Innocent III saw the appearance of a totally new form of religious life, that of the penniless or mendicant friar. Francis of Assisi (1181/82-1226), a personality of magnetic originality who believed that he was called by Christ to preach poverty, had no thought of founding an order; but his message and his genius exactly suited his age, and the vast concourse of his followers gradually changed from a homeless, penniless band of preachers and missionaries in Italy into an international body governed by a single general and devoted to the service of the papacy. Dominic of Spain (c. 1170-1221), on the other hand, with a vocation to preach doctrine to heretics and with followers keeping a canonical rule, changed his existing institute into one of friars. Gradually the two groups became similar: international, articulated groups of men bound to an order but not to a community. They took the customary monastic vows of poverty, chastity, and obedience but dropped the vow of stabilitas (stability) in favour of mobility, and they were governed by elected superiors under a supreme chapter and general. Unpredictably, first the Dominicans and then the Franciscans entered and soon dominated the theological schools of Paris and Oxford. Two similar bodies joined them, the Carmelites and Austin Friars, and for almost a century the friars were the theologians, the preachers, and the confessors of the Christian people.

5) The rise of heresy.

6) The golden age of Scholasticism.

7) Ecclesiastical life in the 13th century.

The coming of the friars and the legislation of the fourth Lateran Council in Rome (1215)--including requirements of annual confession and communion and a reduction in number of the impediments to marriage--saved the lower classes for the church and silenced many of the critics of the establishment. Well-trained and extremely mobile, the friars were able to reach and hold regions and peoples that the static monks and clergy had failed to move. The 13th century in Europe as a whole was a time of pastoral endeavour in which bishops and university-trained clergy perfected the diocesan and parish organization and reformed many abuses. It was an age of active and spiritual bishops, many of them masters in theology and themselves friars. There also were controversies. The early friars served and were welcomed by the bishops and parish clergy, but clashes soon occurred; the papacy gave the friars exemptions and privileges so wide that the basic rights of the secular clergy were threatened. An academic war of pamphlets led to an attack on the vocation and work of the friars. A compromise was finally arranged by Boniface VIII (reigned 1294-1303) that was just and workable; under a revised form it lasted for two centuries. The bishop could refuse friars entry into his diocese, but once they had been admitted, the friars were free from his control.

8) Troubles of the church c. 1300.

The last quarter of the 13th century was a time of growing bitterness and harshness. The golden age of Scholastic theology had come to an abrupt end. The troubles of the Franciscans--divided into those who stood for the absolute poverty prescribed by the rule and testament of Francis (the Spirituals) and those who accepted papal relaxation and exemptions (the Conventuals)--were a running sore for 60 years, vexing the papacy and infecting the whole church. The Inquisition (the ecclesiastical tribunal instituted in 1229 to deal with heretics) and the papal court incurred odium for their inhumane and inequitable treatment of those suspected of heresy.

Another instance of hardening sentiment is seen in the treatment of the Jews. Between 800 and 1200 the Jewish population had increased significantly in Lombardy, Provence, and the towns of the river valleys of the Rhône, the Rhine, and the Danube. They entered England only after the Norman Conquest (1066.) Apart from heretics such as the Cathari they were the only "foreign body" in Western Christendom and as such attracted the special notice of the ignorant and brutal. There were shocking massacres of Jews when the Crusades were preached, especially in the Rhineland, and after various instances of panic on the part of Christians, Jews were accused of sacrilege and child murder. These, however, were all mob movements, resisted by kings and bishops. Later the Jews suffered from suspicions that were aroused by the Cathari. The fourth Lateran Council gave the Jews a distinguishing badge and forbade their employment by governments. This established once and for all the ghetto system in large towns but did not at first impair Jewish prosperity. Later on the growing class of Christian merchants became jealous and hostile, and in 1290 and 1306 the Jews were expelled from England and France. This swelled their numbers in Germany, thenceforward called "the classic land of Jewish martyrdom." Groups remained in Italy, and the Roman colony was never disturbed. In Spain toleration gave way to widespread persecution and conversion under duress, which left a heritage of sorrow for the future. (see also Index: anti-Semitism )

9) The "Babylonian Captivity."

In 1303, despite its resounding claims and its complex governmental machinery, the prestige of the papacy had fallen so low that it was possible for mercenaries in French pay and under French leadership to harass and humiliate the pope with impunity; Boniface VIII, at Anagni was arrested in his own family (Caetani) palace. The aftermath of this "outrage of Anagni" was the "Babylonian Captivity"--the desertion of Rome by the popes and their long residence (1309-77) at Avignon, Fr.--so called after the 70 years of Jewish exile in Babylon in the 6th century BC.

The disputes of the Franciscans, which had crystallized finally upon the teaching of the Spiritual Franciscans that their absolute poverty was that of Christ, were harshly settled (1322) by the irascible octogenarian John XXII (reigned 1316-34). A group of Franciscans, however, led by Michael of Cesena, general of the order, and William of Ockham, became bitter and formidable critics of the papacy. With them for a time was the Italian political philosopher Marsilius of Padua, a Paris master who, in his Defensor pacis (1324), outlined a secular state in which the church was a government department, the papacy and episcopate human institutions, and the spiritual sanctions of religion relegated to a position of honourable nonentity. Between them, Ockham and Marsilius used almost all the arguments that have ever been devised against the papacy. Condemned more than once, Marsilius had little immediate effect or influence, but during the Great Schism of the papacy (1378-1417) and later, in the 16th century, he and Ockham had their turn.

With the papacy "in captivity" and Nominalism capturing the universities, Europe and the church entered upon an epoch of disasters, of which the Hundred Years' War between England and France (began 1337) and the Black Death (1348-49) were the most clearly seen by contemporaries. For all this, Christian life in the first half of the 14th century changed little. Many of the largest parish churches of Europe date from this time, as do many popular devotions, prayers, hymns, and carols; also, many hospitals and almshouses were founded. Though the relations between the friars and the secular clergy had been canonically settled, friction continued. The friars came under wider criticism for worldliness and immorality, but they remained popular. Though heresy and antisacerdotal (anticlerical) sentiment became almost endemic in the cities of Belgium and the Netherlands, the 14th century produced some of the greatest mystical writers of the church's history: Johann Tauler and Jan van Ruysbroeck in the north, Catherine of Siena in Italy, and the anonymous author of The Cloud of Unknowing and Walter Hilton in England.

The missionary enterprise during the period 1000-1350 involved three principal fields of work: Spain, central Europe, and Asia. In Spain the absorption of the Mozarabic Church (the Arabic term for Spanish Christians under Moorish rule) and the reestablishment of Catholic practices was accomplished by Spaniards who followed the crusade ideal and by volunteers, partly monastic, from beyond the Pyrenees. In central Europe, Pope Sylvester II (reigned 999-1003) had founded the ecclesiastical hierarchies of Hungary and Poland. The region between these countries and Germany was gradually conquered and Christianized by neighbouring bishops and German missionaries. The Baltic lands were won by a mixture of preaching and the swords of the Teutonic Knights (a military monastic order) between 1100 and 1400. Purer in motive and magnificent in design were the efforts of the Franciscans and Dominicans in the Middle and Far East. Both orders preached to the Muslims, and early in the 13th century the Franciscans were in Georgia and Persia and the Dominicans in Syria. In mid-century the Franciscans penetrated Mongolia and established a church in China with an archbishop and 10 suffragan bishops, and under John XXII there was a hierarchy in Persia. All this might well have endured, had not the last of the great invasions (1383), under the Turkic conqueror Timur, or Tamerlane, broken all links between Europe and the East.

5. FROM THE LATE MIDDLE AGES TO THE REFORMATION

The most decisive--and the most traumatic--era in the entire history of Roman Catholicism was the period from the middle of the 14th to the middle of the 16th century. This was the time when Protestantism, through its definitive break with Roman Catholicism, arose to take its place on the Christian map. It was as well the period during which the Roman Catholic Church, as an entity distinct from other "branches" of Christendom, even of Western Christendom, came into being. There is therefore much to be said for the thesis that Roman Catholicism in the form in which it is known today is, in many fundamental ways, a product of the Reformation.

1) Late medieval reform: the Great Western Schism and conciliarism.

The third of these, the summoning of a general church council, seemed to the theologians at Paris and to many others to be the preferable route. The first of several reform councils was held at Pisa in 1409 to deal with the schism and with the many other problems of discipline and doctrine that had arisen. Pisa elected Alexander V (reigned 1409-10) as pope in place of both incumbents. But, because neither of the other two would acknowledge the authority of the council and resign, the immediate result was that for a few years, as one cardinal said, the church was treated to "a simulacrum of the Holy Trinity"--the spectacle of three popes. That spectacle and the Great Western Schism itself came to an end through the work of the Council of Constance (1414-18). In addition to the settlement of the question of papal legitimacy, Constance enacted legislation on a variety of reform issues. Among others it stipulated that thenceforth, as a matter of church law, the church council was not to be seen as an expedient to be resorted to in an emergency but as a standing legislative body, a kind of ecclesiastical senate that should meet at brief and regular intervals. The decree of the Council of Constance justified this provision on the principle that the authority of the ecumenical council as the true representative of the entire church was superior to that of the pope, who could not make a similar claim for himself apart from the council. In oversimplified form, this elevation of conciliar over papal authority may be taken as the central tenet of the late medieval movement called conciliarism. (see also Index: Pisa, Council of)

This action also helps to account for the ambiguous position of the Council of Constance in the history of later Roman Catholic canon law, with opinions of canonists and historians differing to this day about which sessions of the council are entitled to the status of a true ecumenical council. An ambiguity even more complex attended the next of the reform councils, which used to be known in history books as the Council of Basel-Ferrara-Florence but is now sometimes divided into two councils, that of Basel and that of Ferrara-Florence, with the legitimacy of the Council of Basel contested in whole or at least in part. The council opened at Basel in 1431, was transferred by the pope to Ferrara in 1438 (although a substantial portion of its membership remained in Basel, continued discussing and legislating, and was eventually excommunicated as schismatic), moved to Florence in 1439, and held its closing sessions at Rome in 1443-45. While still at Basel, the council reaffirmed the conciliarist teaching of Constance about the superiority of the council to the pope.

Both the Council of Constance and the Council of Florence have additional importance in the history of late medieval reform in Roman Catholicism: Constance for dealing with the problem of heresy within the Western Church, Florence for addressing itself to the relation of Western Roman Catholicism to Eastern Christendom.

2) Jan Hus.

A major item on the agenda of the Council of Constance was the challenge posed to the authority of both contending parties, council as well as pope, by the teachings of the Czech preacher and reformer Jan Hus (c. 1372-1415) in Prague. In every century of the Middle Ages there had been calls for reform in the church, and in times of moral corruption or of administrative chaos such calls inevitably became more intense. But the Hussite movement proved to be more than just another protest. It was animated by a definition of the church, rooted in the Augustinian tradition, that drew a sharp distinction, if not quite a disjunction, between institutional Christendom as headed by the pope and the true church as headed by Christ. The true church consisted only of those who had been predestined for membership by God and who were true believers and saints; no hypocrite, even one in the highest ecclesiastical position, could belong to that true church.

Despite the accusations of his critics, it seems clear that Hus did not draw from this premise the radical conclusion that sacraments administered by a hypocritical priest or bishop or pope were invalid in themselves; the priestly office and the sacraments retained their objective validity. A prominent element of the Hussite demands, however, was a call for the administration of Holy Communion to the laity "under both kinds--bread and wine--[sub utraque specie]," that is, they demanded the restoration of the chalice; the followers of Hus emblazoned a chalice on their banners. The Hussite program of reform coalesced with the rising nationalism of the Czech people, many of whom saw in the Roman Catholic Church a symbol of Italian and German domination.

In 1411 Hus was excommunicated by Pope John XXIII (reigned 1410-15), now identified as an antipope, but in keeping with the widespread spirit of conciliarism he appealed his case to an ecumenical council of the church. Therefore he was summoned to appear before the Council of Constance and was promised a safe-conduct by Sigismund (1368-1437), the Holy Roman emperor. Once at the council, however, Hus was arrested and incarcerated. He was tried for heresy (particularly because of his doctrine of the church) and condemned, and on July 6, 1415, he was put to death. His main prosecutors were also the leaders of the reform movement at the Council of Constance, notably Jean de Gerson (1363-1429), chancellor of the University of Paris. The death of Hus was not, however, the end of his movement. A principal difference between Hus and most other medieval reformers was that while they and their followers remained (though sometimes just barely) within the boundaries of Roman Catholicism, the outcome of his agitation was in fact the founding of a new church, one that continued to exist outside the structure of Roman Catholicism. In this respect, as well as in various specific doctrinal and moral teachings, he anticipated the development of the Protestant Reformation a century later, and his 16th-century disciples saw that development as a vindication of his and their position.

3) Efforts to heal the East-West Schism.

At Basel, and then especially at Florence, there were extensive negotiations and discussions over the newly revived proposals for effecting a reunion of the Eastern Orthodox Church and Western Roman Catholicism. Earlier attempts at such a reunion, for example at the Council of Lyon in 1274, had failed. But now the time seemed ripe on both sides for a new effort at negotiation and reconciliation. Christian Constantinople was under increasing threat from the Turks and wanted Western support, moral as well as military. Leaders of the West, regardless of party, saw the prospect of achieving a long-sought rapprochement with the East as a means of restoring the prestige of both the papacy and the ecumenical council, which could then be seen as having resolved both of the major schisms of Christian history--the Great Western Schism and the East-West Schism--in the space of one generation. The patriarch of Constantinople, Joseph II (c. 1360-1439), and the Byzantine emperor, John VIII Palaeologus (1391-1448), both came in person to the Council of Florence for the theological negotiations pointing toward reunion of the two churches.

In the course of the doctrinal discussions between Greeks and Latins all the major points of difference that had historically separated the two churches received detailed attention. The Greeks acknowledged the primacy of the pope, and the West acknowledged the right of the East to ordain married men into the priesthood. The chief sticking point, as always, was the doctrine of the Filioque Did the Holy Spirit in the Trinity proceed from the Father only, as the East taught, or "from the Father and the Son [ex Patre Filioque]," as the Western addition to the text of the Nicene Creed affirmed? At stake here was not only the dogmatic Trinitarian question itself, over which the disputes between the Latins and the Greeks had been raging since the 9th century, but the authority of one part of the church, viz., the Roman Catholic Church, to make an alteration in the text of an ecumenical creed through unilateral action, that is, without the sanction of a truly ecumenical council representing the entire church. Almost all those present at Florence came to an agreement that the dispute over the Filioque was chiefly one of words, not of content, since it could be amply documented that both versions of the doctrine of the procession of the Holy Spirit had substantial attestation from the teachings of the Church Fathers in both churches. Agreement on the Filioque and on all other points at issue led to the adoption of a document of union, Laetentur Coeli promulgated on July 6, 1439 (and still commemorated in a plaque on the wall of the Duomo in Florence). But the reunion came too late for both sides. It was repudiated in the East, both at Constantinople and in the other Orthodox churches, notably the Church of Russia; and it was soon evident that in the West the internal problems of the church and the papacy had not been laid to rest by this temporary victory. Once again, as so many times throughout Christian history, the reunion of the Eastern and the Western Churches proved to have been a dead letter and an unattainable goal.

4) Roman Catholicism on the eve of the Reformation.

i) The decline of Scholastic theology.

The transition from the Middle Ages to the Reformation was a gradual one, but--at least in hindsight--its direction seems to have become clear already in the 14th and especially in the 15th century. One development that was both a cause and a result of that transition was the decline of Scholastic theology. As practiced, albeit with great divergence of opinion on many issues, by its leading expositors, Thomas Aquinas and Bonaventure, Scholasticism had been the systematization of the Roman Catholic understanding of the relation between the claims of human reason and the authority of divine revelation. To that end it had made use of philosophy, particularly of the newly available works of Aristotle, to describe the natural potentialities of human ways to truth in order then to enthrone Christian theology as "the queen of the sciences."

With good reason have historians seen in that schema of reason and revelation the counterpart in the life of the mind to the schema of church and society set forth, earlier in the century of Aquinas and Bonaventure, by Pope Innocent III (reigned 1198-1216). These historians draw a similar correlation between the waning prestige of the papacy in the late Middle Ages and the shattering of the Scholastic synthesis by the work of such philosophical theologians as William of Ockham. Some of the theological descendants of Bonaventure, less confident of the powers of human reason than he, elevated the primacy of faith and the authority of Scripture to an almost exclusive position as a way to truth, while some of the philosophical descendants of Aquinas appeared, at least to their critics, to be expanding the realm of what was knowable by natural means to the point that the primacy of faith was threatened by an all-engulfing rationalism. All the varieties of Scholastic teaching, moreover, were under attack from those leaders of late medieval Roman Catholic piety who contended that the crisis of faith and of the church called for a return to the authentic religious experience of the primitive church as set forth in the New Testament.

ii) Expressions of spirituality and folk piety.

Late medieval spirituality cannot be dismissed as merely a symptom of the general malaise in Roman Catholic Christendom; it must be recognized as a dynamic force. One of its noblest monuments, the devotional manual entitled The Imitation of Christ, became, second only to the Bible itself, the most widely circulated book in Christian history. Traditionally attributed to Thomas à Kempis in 1441, the Imitation, although impeccably orthodox in its doctrinal emphases, took the reader beyond (or behind) the authoritative structures of both church and dogma to the inner meaning of the gospel and the inner life of the believing heart: the Christ of the creeds was, above all, the Christ of the Gospels, who summoned his followers not only to orthodoxy in their theology but to discipleship in their lives. The author of the Imitation participated in the spiritual life and discipline of the Brethren of the Common Life, one of the many lay communities, both female and male, that sprang up during the 15th century as centres for the cultivation of authentic Christianity even in the midst of ecclesiastical corruption and theological sterility.

Other expressions of folk piety, too, were flourishing on the eve of the Reformation. Partly as a continuing effect of the establishment of the orders of friars in the 12th and 13th centuries, there was a revival of interest in preaching throughout Roman Catholic Europe. Along with it developed a growing attention to the Bible, which for the first time began to circulate widely, also in vernacular translations, as a consequence of the invention of printing. The 15th century is also in many ways the high point in the history of Roman Catholic devotion to the Virgin Mary. At the same time there is also evidence among the common people of a tide of anticlericalism, much of it in reaction to the corruption of the church and the clergy, and of a growing skepticism among intellectuals and secular rulers even about fundamental Roman Catholic teachings.

iii) Roman Catholicism and Renaissance humanism.

At least some of that skepticism arose within the intellectual and literary milieu of Renaissance humanism, whose relation to Roman Catholicism was far more complex than has often been supposed. The efforts of 19th-century historians of the Renaissance--many of whom were themselves under the influence of both anticlericalism and skepticism--to interpret humanism as a neopaganism in revolt against traditional Christian beliefs have been fundamentally recast by modern scholarship. Not only were many of the popes during the 15th and 16th centuries themselves devotees and patrons of Renaissance thought and art, but a Renaissance figure like Nicholas of Cusa, arguably the greatest mind in Christendom East or West during the 15th century, was at the same time a metaphysician of astonishing boldness and creativity, an ecumenical theologian looking for points of contact not only with other Christians but even with Islam, and a reform cardinal of the Roman Catholic Church.

Thus in the light of recent study the humanists emerge as Christians who were working simultaneously for the reform of the church and of literary culture. To achieve those ends, they urged a return to the basics of Christian civilization, that is, to the Greek and Latin classics and to the monuments of biblical and patristic literature. Lorenzo Valla in Italy and then Desiderius Erasmus in the North are by no means isolated cases among the humanists for this blending of Christianity and classical culture. Erasmus ridiculed the Scholastics for their philosophical abstractions and for their bad Latin, and in his anonymous satire Julius exclusus e coelis he lampooned the effort of Pope Julius II (reigned 1503-13) to get into heaven. Erasmus also edited the writings of most of the major Church Fathers in both Latin and Greek. His edition of the Greek New Testament, the Novum instrumentum of 1516, was intended to stimulate a renewal of authentic Christian faith and life, which he himself called "the philosophy of Christ," in a corrupt Roman Catholicism. Significantly, this merciless critic of the current state of Roman Catholicism nevertheless found it impossible to affiliate himself with the Protestant Reformation when it arose, and he died a faithful, if unappreciated, member of the Roman Catholic Church.

iv) Roman Catholicism and the emergence of national consciousness.

As it had done since the time of the emperor Constantine, the relation of church and state shaped much of the history of Roman Catholicism on the eve of the Reformation. In most of the states constituting Western Christendom the 15th century was the time of an awakening of national consciousness, whose particularity and regionalism could set it into opposition with the universalism of a world church. In the Protestant Reformation of the 16th century such opposition between nation and church was to lead to a break with Roman Catholicism as such; but it is evident from the examples of 15th-century France and Spain that it could also lead to the alternative of a national Catholicism that remained in communion with Rome. As the seat of the Avignon papacy and the stronghold of the conciliarism represented by Chancellor Jean de Gerson and Cardinal Pierre d'Ailly, 15th-century France stood for just such a definition of Catholicism; and in the Pragmatic Sanction of Bourges of July 7, 1438, the French clergy came out in support of what were taken to be the historical rights of the Gallican Church to administer its own affairs independently of Rome while maintaining its ties of filial loyalty and doctrinal obedience to the Holy See.

A few decades later, in 1469, the marriage of King Ferdinand of Aragon and Queen Isabella of Castile effected the union of Catholic Spain. In 1482 Ferdinand and Isabella concluded a concordat with the Holy See, under whose terms the Spanish crown retained the right to nominate candidates for the episcopate. Queen Isabella's father confessor, the humanist educator, Roman Catholic primate of Spain, and grand inquisitor, Francisco Jiménez de Cisneros (1436-1517), blended Spanish patriotism, Renaissance scholarship, and a strictly orthodox Roman Catholicism in a form that was to characterize the church in the Hispanic lands of both the Old and the New World for centuries to come.