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Philosophy 

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HISTORY OF WESTERN PHILOSOPHY ¡¡

5 Modern philosophy

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5.1 THE RENAISSANCE AND EARLY MODERN PERIOD

The philosophy of a period arises as a response to social need, and the development of philosophy in the history of Western civilization since the Renaissance has, thus, reflected the process in which creative philosophers have responded to the unique challenge of each stage in the development of Western culture itself.

The career of philosophy--how it views its tasks and functions, how it defines itself, the special methods it invents for the achievement of philosophical knowledge, the literary forms it adopts and utilizes, its conception of the scope of its subject matter, and its changing criteria of meaning and truth--hinges on the mode of its successive responses to the challenges of the social structure within which it arises. Thus, Western philosophy in the Middle Ages was primarily a Christian philosophy, complementing the divine revelation, reflecting the feudal order in its cosmology, devoting itself in no small measure to the institutional tasks of the Roman Catholic Church. It was no accident that the major philosophical achievements of the 13th and 14th centuries were the work of churchmen who also happened to be professors of theology at the universities of Oxford and Paris.

The Renaissance of the late 15th and 16th centuries presented a different set of problems and therefore suggested different lines of philosophical endeavour. What is called the European Renaissance followed upon the introduction of three novel mechanical inventions from the East: gunpowder, block printing from movable type, and the compass. The first was used to explode the massive fortifications of the feudal order and thus became an agent of the new spirit of nationalism that threatened the rule of churchmen--and, indeed, the universalist emphasis of the church itself--with a competing secular power. The second, printing, made the propagation of knowledge widespread, secularized learning, reduced the intellectual monopoly of an ecclesiastical elite, and restored the literary and philosophical classics of Greece and Rome. The third, the compass, increased the safety and scope of navigation, produced the voyages of discovery that opened up the Western Hemisphere, and symbolized a new spirit of physical adventure and a new scientific interest in the structure of the natural world.

Each of these inventions with its wider cultural consequences presented new intellectual problems and novel philosophical tasks within a changed political and social environment. For, as the power of a single religious authority was slowly eroded under the influence of the Protestant Reformation and as the prestige of the universal Latin language gave way to vernacular tongues, philosophers became less and less identified with their positions in the ecclesiastical hierarchy and more and more identified with their national origins. The works of Albertus Magnus, St. Thomas Aquinas, St. Bonaventure, and John Duns Scotus had been basically unrelated to the countries of their birth; but the philosophy of Niccolò Machiavelli was directly related to Italian experience, that of Sir Francis Bacon and Thomas Hobbes was English to the core, and that of René Descartes set the standard and tone of French intellectual life for 200 years.

 

5.1.1 Dominant strands of Renaissance philosophy.

Knowledge in the contemporary world is conventionally divided between the natural sciences, the social sciences, and the humanities. In the Renaissance, however, fields of learning had not yet become so sharply departmentalized: in fact, each of these divisions arose in the comprehensive and broadly inclusive area of Renaissance philosophy. For, as the Renaissance mounted its revolt against the reign of religion and therefore reacted against the church, against authority, against Scholasticism, and against Aristotle, there was a sudden blossoming of interest in problems centring on civil society, man, and nature. These three interests found exact representation in the three dominant strands of Renaissance philosophy: (1) political theory, (2) humanism, and (3) the philosophy of nature.

 

5.1.1.1 Political theory.

As secular authority replaced ecclesiastical authority and as the dominant interest of the age shifted from religion to politics, it was natural that the rivalries of the national states and their persistent crises of internal order should raise with renewed urgency philosophical problems, practically dormant since pre-Christian times, about the nature and the moral status of political power. This new preoccupation with national unity, internal security, state power, and international justice stimulated the growth of political philosophy in Italy, France, England, and Holland.

In early 16th-century Italy, Niccolò Machiavelli, sometime state secretary of the Florentine republic, explored in Il principe (written 1512-13; The Prince) and in his Discorsi sopra la prima deca di Tito Livio (completed by 1521; "Discourses on the First Ten Books of Livy" in Discourses) the techniques for the seizure and retention of power in ways that seemed to exalt "reasons of state" above morality and codified the actual practices of Renaissance diplomacy for the next 100 years. In fact, Machiavelli was motivated by patriotic hopes for the ultimate unification of Italy and by the conviction that the low estate of Italian Renaissance morality needed to be elevated by restoring the ancient Roman virtues. More than half a century later in France, Jean Bodin, magistrate of Laon and a member of the Estates-General, insisted that the state must possess a single, unified, and absolute power; he thus developed in detail the doctrine of national sovereignty in all of its administrative consequences and in its role as the source of all legal legitimacy. (see also  "Discourses on the First Ten Books of Livy," )

In the 17th century in England, Thomas Hobbes, who was to become tutor to the future Charles II, developed the fiction that in the "state of nature" that preceded civilization life was "nasty, brutish, and short" with "every man's hand raised against every other," and that a "social contract" was thus agreed upon to convey all private rights to a single sovereign in return for general protection and for the institution of a reign of law. Because law is simply "the command of the sovereign," Hobbes at once turned justice into a by-product of power and denied any right of rebellion except when the sovereign becomes too weak to protect the commonwealth and hold it united. (see also  law, philosophy of, political power)

In Holland, a prosperous and tolerant commercial republic in the 17th century, the issues of political philosophy took a different form. Thus, when the Dutch East India Company commissioned a great jurist, Hugo Grotius (1583-1645), to provide a defense of their trade rights and of their free access to the seas, the resulting two treatises, Mare Liberum (1609; The Freedom of the Seas) and De Jure Belli ac Pacis (1625; On the Law of War and Peace), were the first significant codifications of international law. Their philosophical originality lay, however, in the fact that, in defending the rights of a small, militarily weak nation against the powerful absolutisms of England, France, and Spain, Grotius was led to a preliminary investigation of the sources and validity of the concept of "natural law"--the notion that inherent in human reason and immutable even against the willfulness of sovereign states are imperative considerations of natural justice and moral responsibility, which must serve as a check against the arbitrary exercise of vast political power.

In general, the political philosophy of the Renaissance was dualistic: it was haunted, even confused, by the conflict between political necessity and general moral responsibility. Machiavelli, Bodin, and Hobbes asserted claims that justified the actions of Italian despotism and the absolutisms of the Bourbon and Stuart dynasties. Yet Machiavelli was obsessed with the problem of human virtue; Bodin insisted that even the sovereign ought to obey the law of nature--that is, to govern in accordance with the dictates of natural justice; and Hobbes himself found in natural law the rational motivation that causes a man to seek for security and peace. In the end, though Renaissance political necessity required that the philosophical doctrines of Thrasymachus (who held that right is what is in the interest of the strong) be implemented, it could never finally escape a twinge of Socratic conscience.

 

5.1.1.2 Humanism.

The Renaissance was characterized by the renewed study of mathematics, medicine, and classical literature. The first two sparked the scientific revolution of the 16th and 17th centuries; the last became the foundation of the philosophy of Renaissance humanism. From its origin, humanism--suspicious of science and generally indifferent to religion--emphasized anew the centrality of man in the universe, his supreme value and importance. Characteristic of this emphasis was the famous Oratio de hominis dignitate (written 1486; Oration on the Dignity of Man) of a late 15th-century Platonist, Pico della Mirandola, a leading member of Lorenzo de' Medici's Platonic Academy of Florence. But the new emphasis upon man's personal responsibility and on the possibility of his self-creation as a work of art was in no small part a consequence of the rediscovery of a series of crucial classical texts, which served to reverse the trends of medieval learning. Renaissance humanism was predicated upon the victory of rhetoric over dialectic and of Plato over Aristotle, as Quintilian and Cicero had triumphed over Abelard and as the cramped format of Scholastic philosophical method gave way to a Platonic discursiveness.

Much of this had been prepared by Italian scholarly initiative in the early 15th century. The recently discovered manuscript of Quintilian was used by Lorenzo Valla, an antiauthoritarian humanist, for the creation of modern rhetoric and the principles of textual criticism. But even more important was the rebirth of an enthusiasm for the philosophy of Plato in Medicean Florence and at the cultivated court of Urbino, a dukedom east of Florence. Precisely to service this enthusiasm, Marsilio Ficino, head of the Platonic Academy, had translated the entire Platonic corpus into Latin by the end of the century.

Except for Pico and Giordano Bruno, a late 16th-century Italian philosopher, the direct influence of Platonism upon Renaissance metaphysics is difficult to trace. The Platonic account of the moral virtues, however, was admirably adapted to the requirements of Renaissance education and gave new support to the Renaissance ideal of the courtier and the gentleman. But Plato also represented the philosophical importance of mathematics and the Pythagorean attempt to discover the secrets of the heavens, the earth, and the world of nature in terms of number and exact calculation; and this aspect of Platonism spilled over from humanism into the domain of Renaissance science. The scientists Nicolaus Copernicus, Johannes Kepler, and Galileo owe more to the general climate of Pythagorean confidence in the explanatory power of number than does Renaissance metaphysics. (see also  science, history of)

But Platonism also had the effect of influencing the literary form in which Renaissance philosophy was written. Although the very early medieval Platonists St. Augustine and John Scotus Erigena occasionally had used the dialogue form, later Scholasticism had abandoned it in favour of the formal treatise, of which the great "Summas" of Alexander of Hales and St. Thomas Aquinas are pristine examples. The Renaissance rediscovery of the Platonic dialogues suggested the literary charm of this conversational method to humanists, scientists, and political theorists alike. The humanist philosopher Bruno put forth his central insights in a dialogue, De la causa, principio e uno (1584; Concerning the Cause, Principle, and One); Galileo presented his novel mechanics in his Dialogo sopra i due massimi sistemi del mondo, tolemaico e copernicano (1632; Dialogue Concerning the Two Chief World Systems--Ptolemaic and Copernican); and even the politician Machiavelli wrote Dell'arte della guerra (1521; The Art of War) as a genteel conversation taking place in a quiet Florentine garden.

Renaissance humanism was primarily a moral and a literary, rather than a narrowly philosophical, movement. And it flowered in figures with broadly philosophical interests, such as Erasmus of Rotterdam, the erudite citizen of the world; Sir Thomas More, the learned but unfortunate chancellor of Henry VIII; and, in the next generation, in the great French essayist and mayor of Bordeaux, Michel de Montaigne. But the recovery of the Greek and Latin classics, which was the work of humanism, had profound effects upon the entire field of Renaissance philosophy and science through the ancient schools of philosophy to which it once more directed attention. In addition to Platonism, the most notable of these were Greek Atomistic Materialism, Greek Skepticism, and Roman Stoicism. The discovery of the manuscript of Lucretius (and the Atomistic doctrines of Democritus) finally came to influence Galileo, Bruno, and, later, Pierre Gassendi, a modern Epicurean, through the insights into nature reflected in this work. The recovery of the manuscript of Sextus Empiricus, with its carefully argued Skepticism presented in a printed text in 1562, produced "a skeptical crisis" in French philosophy, which dominated the period from Montaigne to René Descartes. And the Stoicism of Seneca and Epictetus became almost the official ethics of the Renaissance--to appear prominently in the Essais (1580-88) of Montaigne, in the letters that Descartes wrote to the princess Elizabeth of Bohemia and to Queen Christina of Sweden, and in the later sections of the Ethics (first published 1675) of the Rationalist Benedict de Spinoza. (see also  atomism)

 

5.1.1.3 Philosophy of nature.

Philosophy in the modern world is a self-conscious discipline. It has managed to define itself narrowly, so as to differentiate itself on the one hand from religion and on the other from exact science. But this narrowing of focus came about very late in its history--certainly not before the 18th century. The earliest philosophers of Greece were theorists of the physical world; Pythagoras and Plato were at once philosophers and mathematicians; and in Aristotle no clear distinction between philosophy and natural science can be maintained. The Renaissance continued this breadth of conception characteristic of the Greeks. Galileo and Descartes were mathematicians, physicists, and philosophers at once; and physics retained the name of "natural philosophy" at least until the death of Sir Isaac Newton in 1727.

Had the Renaissance been painstakingly self-aware in the matter of definition (which it was not), it might have defined philosophy, on the basis of its actual practice, as "the rational, methodical, and systematic consideration of man, civil society, and the natural world." The areas of its interests would in no case have been in doubt. But exactly what constitutes "rational, methodical, and systematic consideration" would have been extremely controversial. For knowledge advances through the discovery and advocacy of new philosophical methods; and, because the diverse methods advocated depend for their validity upon the acceptance of different philosophical criteria of truth, meaning, and importance, the crucial philosophical quarrels of the 16th and 17th centuries were at bottom quarrels in the advocacy of methods. It is this issue rather than any disagreement over subject matter or areas of attention that separated the greatest Renaissance philosophers--such as Francis Bacon, René Descartes, and Thomas Hobbes.

The great new fact that confronted the Renaissance was the immediacy, the immensity, and the uniformity of the natural world. But what was of primary importance was the new perspective in which this fact was interpreted. To the Middle Ages the universe was hierarchical, organic, and God-ordained. To the Renaissance it was pluralistic, machinelike, and mathematically ordered. In the Middle Ages scholars thought in terms of purposes, of ends, of divine intentions; in the Renaissance they thought in terms of forces, mechanical agencies, and physical causes. All of this had become clear by the end of the 15th century. Within the early pages of the Notebooks of Leonardo da Vinci, the great Florentine artist, scientist, humanist, and mechanical genius, occur the following three propositions:

(1) Since experience has been the mistress of whoever has written well, I take her as my mistress, and to her on all points make my appeal.

(2) Instrumental or mechanical science is the noblest and above all others the most useful, seeing that by means of it all animated bodies which have movement perform all their actions.

(3) There is no certainty where one can neither apply any of the mathematical sciences, nor any of those which are based upon the mathematical sciences.

Here are enunciated respectively: (1) the principle of Empiricism, (2) the advocacy of mechanistic science, and (3) the faith in mathematical explanation; and it is upon these three formulations, as upon a rock, that the science and philosophy of the Renaissance built their foundations. From each of Leonardo's theses descended one of the great streams of Renaissance philosophy: from the empirical principle the work of Francis Bacon; from mechanism the work of Thomas Hobbes; and from mathematical explanation that of René Descartes.

Any adequate philosophical treatment of scientific method surely contains both an empirical principle and a faith in mathematical explanation; and, in Leonardo's thinking, as in scientific procedure generally, there need be no conflict between them. Yet they do represent two poles of emphasis, each capable of excluding the other. Moreover, the peculiar accidents of Renaissance scientific achievement did present some evidence for their mistaken separation: for the revival of medical studies on the one hand and the novel blooming of mathematical physics on the other emphasized opposite virtues in scientific methodology. This polarity was represented by the opposing figures of Vesalius and Galileo.

In the mid-16th century Andreas Vesalius, a Belgian physician, was astounding all of Europe with the unbelievable precision of his anatomical dissections and drawings. Having invented new tools for this precise purpose, he successively laid bare the vascular, the neural, and the musculature systems of the human body; and this procedure seemed to demonstrate the virtues of empirical method, of physiological experiment, and of the precision and disciplined skill in sensory observation that made his demonstrations classics of inductive procedure. (see also  anatomy)

Only slightly later the Italian physicist Galileo, following in the tradition already established by Copernicus and Kepler, founders of modern astronomy (but without their more mystical and metaphysical eccentricities), attempted to do for terrestrial and sidereal movements what Vesalius had managed for the structure of the human body--creating his experiential dynamics, however, with the help of hypotheses supplied by the quantitative calculations of mathematics. In Galileo's work all of the most original scientific directions of the Renaissance came to a head: the revival of Alexandrian mathematics, the experimental use of new instruments, like the lens and the telescope, the search for certainty in physics based upon the undoubted applicability of mathematical theory, and the underlying faith that the search for absolute certainty in science was reasonable because matter in motion accorded with a model of mathematical simplicity. Galileo's work also deals with some of the recurrent themes of 16th- and 17th-century philosophy: an atomism that relates changes in the relations of physical bodies to the corpuscular motion of their parts, the reduction of all qualitative differences to quantitative reasons, and the resultant important distinction between "primary" and "secondary" qualities. The former--including shape, extension, and specific gravity--were considered to be in fact a constituent part of nature and therefore "real." The latter--such as colour, odour, taste, and relative position--were taken to be simply the effect of bodily movements upon perceiving minds and therefore ephemeral, "subjective," and essentially irrelevant to the nature of physical reality. (see also  primary quality, secondary quality)

 

5.1.2 Rise of Empiricism and Rationalism.

The scientific contrast between Vesalius' rigorous observational techniques and Galileo's reliance upon mathematical theory received further expression in the contrast between the respective philosophies of Francis Bacon and René Descartes. And, indeed, in its more abstract formulation as the contrast between Rationalism and Empiricism, it was to dominate the philosophical controversies of the 17th and 18th centuries and to present a dilemma hardly to be resolved before the advent of Immanuel Kant.

 

5.1.2.1 The Empiricism of Francis Bacon.

Flourishing about the turn of the 17th century, Sir Francis Bacon (1561-1626) was the outstanding apostle of Renaissance Empiricism. Less an original metaphysician or cosmologist than the advocate of a vast new program for the advancement of learning and the reformation of scientific method, Bacon conceived of philosophy as a new technique of reasoning that should reestablish natural science upon a firm foundation. In the Advancement of Learning (1605) he charted the map of knowledge: history, which depends upon the human faculty of memory; poetry, upon that of imagination; and philosophy, upon man's reason. To reason, however, Bacon assigned a completely experiential function. Fifteen years later, in his Novum Organum, he made this clear: because, he said, "we have as yet no natural philosophy which is pure, . . . the true business of philosophy must be . . . to apply the understanding . . . to a fresh examination of particulars." A technique for "the fresh examination of particulars" thus constituted his chief claim to philosophical distinction.

Bacon's hope for a new birth of science hinged not only upon vastly more numerous and varied experiments but chiefly upon "an entirely different method, order, and process for advancing experience." This method consisted in the construction of what he called "tables of discovery." He distinguished three kinds: tables of presence, of absence, and of degree (i.e., in the case of any two properties, such as heat and friction, instances in which they appeared together, instances in which one appeared without the other, and instances in which their amounts varied proportionately); and the ultimate purpose of these tables was to order facts in such a way that the true causes of phenomena (the subject of physics) and the true "forms" of things (the subject of metaphysics--the study of the nature of Being) could be inductively established. (see also  Baconian method)

Bacon's was no raw Empiricism; his profound sense of fact and his belief in the primacy of observation led him to elicit laws and generalizations. Also, his conception of forms was quite un-Platonic: a form for him was not an essence but a permanent geometric or mechanical structure. His enduring place in the history of philosophy lies, however, in his single-minded advocacy of experience as the only source of valid knowledge and in his profound enthusiasm for the perfection of natural science. It is in this sense that "the Baconian spirit" continued as a source of inspiration: his elaborate classification of the sciences inspiring the French Encyclopaedists of the 18th century and his Empiricism inspiring the English philosophers of science of the 19th century.

 

5.1.2.2 The Materialism of Thomas Hobbes.

The English political philosopher Thomas Hobbes (1588-1679) was acquainted with both Bacon and Galileo. With the first he shared a strong concern for philosophical method, with the second an overwhelming interest in matter in motion. His philosophical efforts, however, were more inclusive and more complete than those of either of these contemporaries. He was a comprehensive thinker within the scope of an exceedingly narrow set of presuppositions, and he produced one of the most systematic philosophies of the early modern period--an almost completely consistent description of nature, man, and civil society according to the tenets of mechanistic Materialism.

Hobbes's account of what philosophy is and ought to be clearly distinguished between content and method. As method, philosophy is simply reasoning or calculating by the use of words as to the causes of phenomena. When a man reasons forward from causes to effects, he reasons synthetically, and, when he reasons from effects backward to causes, he does so analytically. (His strong deductive and geometric bias favoured the former.) Hobbes's dogmatic metaphysical presupposition was that the basic reality is matter in motion. The real world is a corporeal universe in constant movement, and the phenomena, the causes and effects of which it is the business of philosophy to lay bare, are either the mutual action of bodies or the quaint effects of bodies upon minds. From this assumption follows Hobbes's classification of the fields that form the content of philosophy: (1) physics, (2) moral philosophy, and (3) civil philosophy. Physics is the science of the motions and actions of natural bodies conceived in terms of cause and effect. Moral philosophy (or, more accurately, psychology) is the detailed study of "the passions and perturbations of the mind"--that is, how minds are "moved" by desire, aversion, appetite, fear, anger, and envy. And civil philosophy concerns the concerted actions of men in a commonwealth--how in detail the wayward wills of men are constrained by power (force) in the prevention of civil disorder and the maintenance of peace.

Hobbes's philosophy was a bold Renaissance restatement of Greek Atomistic Materialism with applications to the realities of Renaissance politics that would have seemed strange to its ancient originators. But there are also elements in it that make it characteristically English. For Hobbes's conventionalist account of language led him to a nominalistic position--that is, to a position denying the reality of universals (general or common concepts)--in much the same fashion as did Bacon's exaggerated emphasis on particulars. Moreover, Bacon's general emphasis upon experience also had its analogue in Hobbes's sensationalist theory of knowledge: the notion that all knowledge has its origin in sense impressions and that all sensations are caused by the action of external bodies upon the organs of sense. Empiricism has been a basic and recurrent expression of British mentality, and its nominalistic and sensationalist roots were already clearly evident in both Bacon and Hobbes.

 

5.1.2.3 Rationalism of Descartes.

But it was not their philosophy that was to dominate the last half of the 17th century but rather that of René Descartes (1596-1650), a French gentleman who signed himself "Lord of Perron" and who lived the 20 most productive years of his life in the tolerant and hospitable Dutch republic. Descartes, a crucial figure in the history of philosophy, combined (however unconsciously or even unwillingly) the influences of the past into a synthesis that was striking in its originality and yet congenial to the scientific temper of the age. In the minds of all later historians he counts as the progenitor of the modern spirit in philosophy. (see also  continental Rationalism)

From the past there seeped into the Cartesian synthesis doctrines about God from Anselm and Aquinas, a theory of the will from Augustine, a deep sympathy with the Stoicism of the Romans, and a skeptical method taken indirectly from the ancient Skeptics Pyrrho and Sextus Empiricus. But Descartes was also a great mathematician, who invented analytic geometry, who made many physical and anatomical experiments, who knew and profoundly respected the work of Galileo, and who withdrew from publication his own cosmological treatise Le Monde ("The World") after Galileo's condemnation by the Inquisition in 1633.

Each of the maxims of Leonardo, which constitute the Renaissance worldview, found its place in Descartes: the Empiricism of his physiological researches described in his Discours de la méthode (1637; Discourse on Method), the mechanistic interpretations of the physical world and human action detailed in the Principia Philosophiae (1644; Principles of Philosophy) and Les Passions de l'âme (1649; The Passions of the Soul), and the mathematical bias that dominates his theory of method in the Regulae ad Directionem Ingenii (published 1701; Rules for the Direction of the Mind) and his metaphysics in the Meditationes de Prima Philosophia (2nd ed. 1642; Meditations on the First Philosophy). But of these three, it is the mathematical strain that clearly predominates.

Bacon and Descartes, the founders of modern Empiricism and Rationalism, respectively, shared two pervasive Renaissance tenets: an enormous enthusiasm for physical science; and the belief that knowledge means power--that the ultimate purpose of theoretical science is to serve the practical needs of men.

In his Principia Descartes defined philosophy as "the study of wisdom" or "the perfect knowledge of all one can know." Its chief utility is "for the conduct of life" (morals), "the conservation of health" (medicine), and "the invention of all the arts" (mechanics). He expressed the relation of philosophy as theoretical inquiry to practical consequences in the famous metaphor of the tree of philosophy whose root is metaphysics, whose trunk is physics, and whose branches are, respectively, morals, medicine, and mechanics. The metaphor is revealing for it indicates that, for Descartes (as for Bacon and Galileo), the major concern was for the trunk (physics) and that he busied himself with the roots only in order to provide a firm foundation for the trunk. Thus the Discours de la méthode, which provides a synoptic view of the Cartesian philosophy, shows it to be not (as with Aristotle or Whitehead) a metaphysics founded upon physics but rather--that more characteristic product of the 17th century--a physics founded upon metaphysics.

Descartes's mathematical bias was expressed in his determination to ground natural science not in sensation and probability (as did Bacon) but in a principle of absolute certainty. Thus his metaphysics in essence consisted of three principles:

1. To employ the procedure of complete and systematic doubt to eliminate every belief that does not pass the test of indubitability (skepticism);

2. To accept no idea as certain that is not clear, distinct, and free of contradiction (mathematicism); (see also  clarity and distinctness)

3. To found all knowledge upon the bedrock certainty of self-consciousness, so that "I think, therefore I am" becomes the only innate idea unshakable by doubt (subjectivism). (see also  cogito, ergo sum)

From the indubitability of the self, Descartes deduced the existence of a perfect God; and, from the fact that a perfect being is incapable of falsification or deception, he made the inference that those ideas about the corporeal world that he has implanted within man must be true. The achievement of certainty about the natural world was thus guaranteed by the perfection of God and by the clear and distinct ideas that are his gift.

The Cartesian metaphysics is the fountainhead of Rationalism in modern philosophy, for it suggests that the mathematical criteria of clarity, distinctness, and absence of contradiction among ideas are the ultimate test of meaningfulness and truth. This stance is profoundly antiempirical. Bacon, who had said that "reasoners resemble spiders who make cobwebs out of their own substance," might well have said so of Descartes, for the Cartesian self is just such a substance from which the idea of God originates and with which all deductive reasoning begins. Yet for Descartes the understanding is vastly superior to the senses, and, in the question of what constitutes truth in science, only man's reason can ultimately decide.

Cartesianism was to dominate the intellectual life of the Continent until the end of the 17th century. It was a fashionable philosophy, appealing alike to learned gentlemen and highborn ladies; and it was one of the few philosophical alternatives to the decadent Scholasticism still being taught in the universities. Precisely for this reason it constituted a serious threat to established religious authority. In 1663 the Roman Catholic Church placed Descartes's works on the Index of Forbidden Books, and the University of Oxford forbade the teaching of his doctrines. Only in the liberal Dutch universities, such as Groningen and Utrecht, did Cartesianism make serious headway.

Certain features of the Cartesian philosophy made it an important starting point for subsequent philosophical speculation. Being the meeting ground of the medieval and the modern worldviews, it accepted the doctrines of Renaissance science while attempting to ground them metaphysically in the medieval notions of God and the human mind. Thus a certain dualism between God the Creator and the mechanistic world of his creation and between mind as a spiritual principle and matter as mere spatial extension was inherent in the Cartesian position; and a whole generation of French Cartesians (among them Arnold Geulincx, Nicolas Malebranche, and Pierre Bayle) wrestled with the resulting problems of the interaction and reconciliation between the counterposed entities. (see also  mind-body dualism)

 

5.1.2.4 Rationalism of Spinoza and Leibniz.

Two philosophers of genius carried on the tradition of continental Rationalism: the Dutch Jew Benedict de Spinoza (1632-77) and his younger contemporary Gottfried Wilhelm Leibniz (1646-1716), a Leipzig scholar and polymath. Bacon's philosophy had been a search for method in science, and Descartes's basic aim had been the achievement of scientific certainty; but Hobbes and Spinoza provided the most comprehensively worked out speculative systems of the early modern period. In certain respects they had much in common: a mechanistic picture of the world, with its events guided by a strict determinism, and even a political philosophy in each case looking for political stability based upon centralized power. Yet Spinoza introduced a conception of philosophizing that was new to the Renaissance: Philosophy became a personal and moral quest for the wisdom of life and for the achievement of human perfection.

In conducting this search, Spinoza borrowed much of the basic apparatus of Descartes: the aim at a rational understanding of principles, the terminology of "substance" and of "clear and distinct ideas," and a mathematical method that seeks to convert philosophical knowledge into a complete deductive system using the geometric model of Euclid's Elements. Spinoza viewed the universe pantheistically as a single infinite substance, which he called "God," with the dual attributes (or aspects) of thought and extension, and which he differentiated into plural "modes" (or particular things); and he attributed to this world as a whole the properties of a timeless logical system--of a complex of completely determined causes and effects. In so doing Spinoza was simply seeking for man the series of "adequate" ideas that furnish the intellect and constitute human freedom. For ultimately, for Spinoza, the wisdom that philosophy seeks is achieved when one perceives the universe in its wholeness, through the "intellectual love of God," which merges the finite individual with the eternal unity and provides the mind with the pure joy that is the final achievement of its search.

Whereas the basic elements of the Spinozistic worldview are given in his one great work, the Ethics, Leibniz' philosophy has to be pieced together from numerous brief expositions or fragments, which seem to be mere intermissions, or philosophical interludes, in an otherwise busy life. But the philosophical form is deceptive. Leibniz was a mathematician and jurist (inventor of the infinitesimal calculus and codifier of the laws of Mainz), diplomat, historian to royalty, and court librarian in a princely house; yet he was also one of the most original philosophers of the early modern period. His chief contributions were in the fields of logic, in which he was a truly brilliant innovator, and metaphysics, in which he provided a third alternative to the Rationalist constructions of Spinoza and Descartes. Leibniz saw logic as a mathematical calculus. He was the first to distinguish "truths of reason" from "truths of fact" and to contrast the "necessary" propositions of logic and mathematics (which express identities), which hold for all possible worlds, with the "contingent" (or empirical) propositions of science, which hold only for certain existential conditions; and he saw clearly that, as "the principle of contradiction" controls the first, so "the principle of sufficient reason" governs the second. (see also  logic, philosophy of)

In metaphysics Leibniz espoused pluralism (as opposed to the dualism of Descartes's thought and extension and the monism of Spinoza's single substance, which is God). There were for him an infinite number of spiritual substances (which he called "monads"), each different, each a percipient of the universe around it, and each mirroring that universe from its own point of view. The chief significance of Leibniz, however, lies not in his differences from Descartes and Spinoza but in the extreme Rationalism that all three shared. In the Principes de la nature et de la grâce fondés en raison (1714; "Principles of Nature and of Grace Founded in Reason"), he stated the maxim that can stand for the entire school:

True reasoning depends upon necessary or eternal truths, such as those of logic, numbers, geometry, which establish an indubitable connection of ideas and unfailing consequences.

 

5.1.3 Literary forms and sociological conditions.

The literary forms in which philosophical exposition was couched in the early modern period ranged from the scientific aphorisms of Bacon and the autobiographical meditations of Descartes to the systematic prose of Hobbes and the episodic propositional format of Leibniz. Two basic tendencies, however, can be discerned:

1. The early Renaissance commitment to the dialogue form (already noted), inspired by the rediscovery of the Platonic dialogues;

2. The later prevalence of the systematically ordered treatise, undoubtedly influenced by the enormous prestige of deductive mathematics.

The concept of serial order stressed by geometry, in which the reasoner passes from more universal axioms to more specific derivative propositions, influenced in turn the style of Hobbes, Descartes, and Spinoza. The order of presentation in Hobbes's Leviathan and in Descartes's Principia Philosophiae reflects this serial concern, while Spinoza's Ethics utilizes the Euclidean method so formalistically as almost to constitute an impenetrable barrier to the basic lucidity of his thought.

Medieval philosophy with its texts, readings, learned authorities, Disputed Questions, Quodlibetal Questions (brief academic discussions), and its Summas was characteristically associated with the medieval university. It is a singular fact, therefore, that from the birth of Bacon in 1561 to the death of Hume in 1776--i.e., for 200 years--not one first-rate philosophical mind in Europe was permanently associated with a university.

The fact is that, as the age of the saint passed into that of the gentleman, philosophers too reflected this profound change in their titles, their social status, and their economic situation. Sir Francis Bacon was a lawyer, judge, and attendant upon the royal court. Thomas Hobbes was the tutor and companion of young noblemen. René Descartes, son of a noble family, traveled and studied at leisure, retiring to Holland to live out his life on inherited income. Gottfried Wilhelm Leibniz, courtier, diplomat, and scholar, became a privy councillor and baron of the Holy Roman Empire. Thus philosophers often belonged to the lesser nobility or were closely associated with the nobility, to whom--like poets--they dedicated their works; and they lived not by philosophy but for it--either independently, by pensions, gifts, inherited income, or in the households of the nobility.

Thus, philosophy in the 16th and 17th centuries was clearly the preoccupation of a widely scattered elite; and this meant that, despite the printed essay, much philosophical communication took place within a small but at the same time loose and informal circle. Treatises were circulated in manuscript; comments and objections were solicited; and a vast polemical correspondence was built up. Prior to its publication, Descartes prudently sent his Meditationes to the theologians of the Sorbonne for comment; and, after its publication, his friend Mersenne sent it to Hobbes, Antoine Arnauld, and Pierre Gassendi, among others, who returned formal "objections," to which Descartes in turn replied. In addition, the 17th century possessed a rich repository of philosophical correspondence, such as the letters that passed between Descartes and the scientist Christiaan Huygens, between Spinoza and Henry Oldenburg (one of the first secretaries of the Royal Society), and between Leibniz and Arnauld. But philosophers were also familiar with the great monarchs and administrators of the age: Descartes gave philosophical instruction to Queen Christina of Sweden, Leibniz was an intimate of Queen Sophia Charlotte of Prussia, and Spinoza enjoyed the personal friendship of the Dutch politician Johan de Witt.

The chief fact, however, remains the sharp separation of creative philosophers from the formal centres of learning: Hobbes expressed extreme contempt for the decadent Aristotelianism of Oxford; Descartes, despite his prudence, scorned the medievalists of the Sorbonne; and Spinoza refused the offer of a professorship of philosophy at Heidelberg with polite aversion. It was to be another 100 years before philosophy returned to the universities.

 

5.2 THE ENLIGHTENMENT

Although they both lived and worked in the late 17th century, Sir Isaac Newton and John Locke were the true fathers of the Enlightenment. Newton was the last of the scientific geniuses of the age, and his great Philosophiae Naturalis Principia Mathematica (1687; Mathematical Principles of Natural Philosophy) was the culmination of the entire movement that had begun with Copernicus and Galileo--the first great physical synthesis based upon the application of mathematics to nature in every detail. The basic idea of the authority and autonomy of reason, which dominated all philosophizing in the 18th century, was, at bottom, the consequence of Newton's work.

Copernicus, Kepler, Bacon, Galileo, and Descartes--scientists and methodologists of science--performed like men urgently attempting to persuade nature to reveal her secrets. Newton's comprehensive mechanistic system made it seem as if at last she had done so. It is impossible to exaggerate the enormous enthusiasm that this assumption kindled in all of the major thinkers of the 18th century from Locke to Kant. The new enthusiasm for reason that they all instinctively shared was based not upon the mere advocacy of propagandists like Descartes and Leibniz but upon the conviction that for the intellectual conquest of the natural world reason had really worked.

 

5.2.1 Classical British Empiricism and its basic tasks.

Two major philosophical problems remained: to account for the genetic origins of the reason that had proved so successful and to shift its application from external nature to man. John Locke's Essay Concerning Human Understanding (1690) was devoted to the first; and David Hume's Treatise of Human Nature (1739-40), "being an attempt to apply the method of experimental reasoning to moral subjects," was devoted to the second.

These two basic tasks reflect a shift away from the direction in which philosophizing had moved in the late Renaissance. The Renaissance preoccupation with the natural world had represented a certain "realistic" bias. Hobbes and Spinoza had each produced a metaphysics. They had been interested in the real constitution of the physical world. Moreover, the Renaissance bias in favour of mathematics had generated the profound interest in rational principles, necessary propositions, and innate ideas that was so prevalent in the philosophies of Leibniz and Descartes. On the other hand, the Enlightenment, in turning from the realities of nature to account for the structure of the mind that knows it so successfully and in attempting an experiential account of the furnishings of that mind, settled on the sensory components of knowledge rather than on the merely mathematical. Thus the school of so-called British Empiricism (John Locke, George Berkeley, and David Hume) dominated the perspective of Enlightenment philosophy until the time of Kant. And this school philosophized in terms of ideas rather than things and of experience rather than innate necessary principles. Whereas the philosophy of the late Renaissance had been metaphysical and Rationalistic, that of the Enlightenment was epistemological and Empiricist.

 

5.2.1.1 Origin and nature of reason in Locke and Berkeley.

Locke's Essay Concerning Human Understanding thus marked a decisively new direction for modern philosophizing because it proposed what amounts to a new criterion of truth. The design of his essay was "to inquire into the origin, certainty, and extent of human knowledge," which involved three tasks:

1. To discover the origin of men's ideas;

2. To exhibit their certainty and evidential value;

3. To examine the claims of all knowledge that is less than certain.

What was crucial for Locke, however, was that the second task is dependent upon the first. Following the general Renaissance custom, Locke defined an "idea" as a mental content, as "whatever is the object of the understanding when a man thinks"; but, whereas for Descartes and the entire Rationalistic school the certainty of ideas had been a function of their self-evidence--i.e., of their clarity and distinctness--for Locke their validity hinged expressly upon the mode and manner of their origin. A genetic criterion of truth and validity replaced an intrinsic one.

Locke's exhaustive survey of mental contents is useful, if elaborate. Though he distinguished between ideas of sensation and ideas of reflection, the whole thrust of his efforts and those of his Empiricist followers was to reduce the latter to the former, to minimize the originative power of the mind in favour of its passive receptivity to the sensory impressions received from without. Locke's classification of ideas into simple and complex was an attempt to distinguish mental contents such as blueness or solidity, which come from a single sense like sight or touch, and those such as figure, space, extension, rest, and motion, which are the product of several senses combined, on the one hand, from those complicated and compounded (complex) ideas of universals such as triangle or gratitude, of substances, and of relations such as identity, diversity, and cause and effect, on the other. (see also  sense-datum)

Locke's Essay was a dogged attempt to produce the total world of man's conceptual experience out of a set of elementary sensory building blocks, moving always from sensation toward thought and from the simple to the complex. The basic outcome of his epistemology was therefore:

1. That the ultimate source of men's ideas is sensation;

2. That all mental operations are a combining and compounding of simple sensory materials into complex conceptual tools.

It was a theory of knowledge based upon a kind of sensory atomism, which sees the mind as an agency of discovery rather than of creation and views its ideas as "like" the objects that are the sources of the sensations it receives. But it sees also that an important distinction must still be made between those "primary qualities" such as solidity, figure, extension, motion, and rest, which are the actual characteristics of objects themselves, and those "secondary qualities" such as colour, taste, and smell, which are simply the internal consequences of how the mind is affected by them. This important Lockean distinction (already found in Galileo) was only a mirroring in the theory of knowledge of the physics of Sir Isaac Newton, which was its contemporary. (see also  primary quality, secondary quality)

It was precisely this dualism presupposed by the science of the time between primary qualities, which belong to matter, and secondary qualities, which belong to mind, that Locke's successor George Berkeley (1685-1753) sought to overcome. Though Berkeley was a bishop in the Anglican Church who wanted to combat "atheistic Materialism" and to sustain the power of God and spirituality, his importance for the theory of knowledge lies rather in the way in which he demonstrated that, in the end, primary qualities are reducible to secondary qualities. His Empiricism led to a denial of abstract ideas because he believed that general notions are simply fictions of the mind and vehemently denied that one may validly distinguish between objects and the sensory impressions that repose in the mind. Science, he argued, can easily dispense with the concept of matter: nature is simply that which men perceive by their senses, and this means that sense data can be considered as "objects for the mind" rather than as "qualities adhering in a substance." A thing is simply a recurrent group of sense qualities. With this important reduction of substance to quality, Berkeley thus became the true father of the epistemological position known as phenomenalism, which has remained an important influence in British philosophizing to the present day.

 

5.2.1.2 Basic science of man in Hume.

The third, and in many ways the most famous, of the British Empiricists was the Skeptic David Hume (1711-76). Hume's philosophical intention was to reap, humanistically, the harvest sowed by Newtonian physics, to apply the method of natural science to human nature, and to create a basic science of man. The paradoxical result of this admirable purpose, however, was to create a skeptical crisis more devastating than that of the early French Renaissance and to reduce human certainty once more to the state that it was in before Descartes had reached the dogmatic halting point in his procedure of methodical doubt. (see also  scientific method, Skepticism)

Hume followed Locke and Berkeley in approaching the problem of knowledge from a psychological perspective. He too found the origin of knowledge in sense impressions. But whereas Locke had found a certain trustworthy order in the compounding power of the mind, and Berkeley had found mentality itself expressive of a certain spiritual power, Hume's relentless analysis discovered as much contingency in mind as in the external world. All uniformity in perceptual experience, he held, comes from "an associating quality of the mind." The "association of ideas" is a fact, but the relations of resemblance, contiguity, and cause and effect that it produces have no intrinsic validity because they are the product of an inexplicable "mental habit." Thus the causal principle upon which all knowledge rests indicates no necessary connections between things but is simply the accident of their constant conjunction in men's minds. Moreover, the mind itself, far from being an independent power, is simply "a bundle of perceptions" without unity or cohesive quality. Hume's denial of a necessary order of nature on the one hand and of a substantial or unified self on the other precipitated a philosophical crisis from which Enlightenment philosophy was not to be definitely rescued until the work of Kant.

 

5.2.2 Nonepistemological movements in the Enlightenment.

Though the school of British Empiricism represented the mainstream of Enlightenment philosophy until the time of Kant, it was by no means the only type of philosophy that the 18th century produced. The Enlightenment, which was based upon a few great fundamental ideas--such as the dedication to reason, the belief in intellectual progress, the confidence in nature as a source of inspiration and value, and the search for tolerance and freedom in political and social institutions--produced many cross-currents of intellectual and philosophical expression.

 

5.2.2.1 Materialism and scientific discovery.

The profound influence of Locke spread to France, where it not only produced the skeptical Empiricism of Voltaire but also united with the mechanistic side of the teachings of Descartes to create an entire school devoted to a sensationalistic Materialism. Julien de La Mettrie in L'Homme-machine (1747; Man a Machine), Étienne de Condillac in his Traité des sensations (1754; Treatise on the Sensations), and Paul, baron d' Holbach, in his Système de la nature (1770; The System of Nature) represented a limited worldview in which matter in motion is the only reality, determining the functioning of the human brain and its sensations according to ironclad and necessary laws. This position even found its way into many of the articles of the great French encyclopaedia edited by Denis Diderot and Jean d' Alembert, which was almost a complete compendium of the scientific and humanistic accomplishments of 18th-century intellectual life.

Though the Middle Ages and the Renaissance had not referred to themselves by these names, the 18th century called itself "the Enlightenment" with self-conscious enthusiasm and pride. It was an age of optimism with a sense of new beginnings. Great strides were made in chemistry and biological science. Jean-Baptiste, chevalier de Lamarck, Georges Cuvier, and Georges-Louis Leclerc, comte de Buffon, were perfecting a system of animal classification. And, in the eight years between 1766 and 1774, Henry Cavendish discovered hydrogen; Daniel Rutherford, nitrogen; and Joseph Priestley, oxygen. It was the period when foundations were being laid in psychology and the social sciences and in ethics and aesthetics. Anne-Robert-Jacques Turgot, the marquis de Condorcet, and Montesquieu in France, Giambattista Vico in Italy, and Adam Smith in England marked the beginning of history, economics, sociology, and jurisprudence as sciences. Hume, Jeremy Bentham, and the British moral sense philosophers were turning ethics into a specialized field of philosophical inquiry; and Anthony Ashley, 3rd earl of Shaftesbury, Edmund Burke, Johann Gottsched, and Alexander Baumgarten were laying the foundations for a systematic aesthetics. (see also  biology)

 

5.2.2.2 Social and political philosophy.

But, outside of the theory of knowledge, the most significant contribution of the Enlightenment came in the field of social and political philosophy, as Locke's Two Treatises of Civil Government (1690) and Jean-Jacques Rousseau's Du contrat social (1762; The Social Contract) proposed a justification of political association grounded in the newer political requirements of the age. The Renaissance political philosophies of Machiavelli, Bodin, and Hobbes had centred on the absolute power of kings and rulers. But the Enlightenment theories of Locke and Rousseau turned instead to the freedom and equality of citizens. It was a natural historical transformation. The 16th and 17th centuries had constituted the age of absolutism; the political problem had been largely that of internal order, and political theory had been presented in the language of national sovereignty. But the 18th century was the age of the democratic revolutions (including the French Revolution); the political problem was that of freedom and the revolt against injustice, and political theory was expressed in the idiom of natural and inalienable rights.

Locke's political theory was an express denial of the divine right of kings and the absolute power of the sovereign as contained in the doctrines of Hobbes. Instead, he insisted that all men have a natural right to freedom and equality. The state of nature in which men originally live is not, as in Hobbes, intolerable, but it has certain inconveniences. Therefore men band together to form society, as Aristotle had taught, "not simply to live, but to live well." Political power can never be exercised apart from its ultimate purpose, which is the common good; for men enter the political contract in order to preserve life, liberty, and property.

Locke thus stated one of the fundamental principles of the liberal tradition: that there can be no subjection to power without consent, although once political society has been founded, there is an obligation to submit to the decisions of the majority. It is the legislature that makes these decisions, although the ultimate power of choosing the legislature rests with the people; and even the powers of the legislature are not absolute, because the laws of nature remain as a permanent standard and as principles of protection against any arbitrary authority.

Rousseau's more radical political doctrines were built upon Lockean foundations. For him, too, the convention of the social contract formed the basis of all legitimate authority among men, although his conception of citizenship was much more organic and much less individualistic than Locke's. The surrender of natural liberty for civil liberty means that all individual rights (among them property rights) become subordinate to the general will. For Rousseau the state is a moral person whose life is the union of its members, whose laws are acts of the general will, and whose end is the liberty and equality of the citizens. It follows that, when any government usurps the power of the people, the social compact is broken; and not only are the citizens no longer compelled to obey but they also have an obligation to rebel. Rousseau's defiant collectivism was clearly a revolt against Locke's systematic individualism; for him the fundamental category is not "natural person" but "citizen." Nevertheless, however much they differed, in these two social theorists of the Enlightenment is to be found the germ of all modern liberalism: its faith in representative democracy, in civil liberties, and in the basic dignity of man.

 

5.2.2.3 Professionalization of philosophy.

In his Éléments de philosophie (1759; "Elements of Philosophy"), Jean d'Alembert, an 18th-century French mathematician and Encyclopaedist, wrote:

Our century is the century of philosophy par excellence. If one considers without bias the present state of our knowledge, one cannot deny that philosophy among us has shown progress.

D'Alembert was calling attention to that reflective self-examination for which the 18th century is famous, and he was undoubtedly referring to the activities of mathematicians like himself, jurists, economists, and amateur moralists rather than to narrow philosophical specialists. But the 18th century was clearly the "century of philosophy par excellence" in a more technical sense also. For it was the period in which philosophizing first began to pass from the hands of gentlemen and amateurs into those of true professionals. The chief sign of this shift was the return of reputable philosophy to the universities.

This transformation first occurred in Germany and is chiefly associated with the University of Halle (founded 1694). In the time of the generation that lies between Leibniz (died 1716) and Kant (born 1724), the philosophical climate changed profoundly. The chief representative of this change was Christian Wolff, who taught philosophy at Halle and was the intermediary between the ideas of Leibniz and those of Kant and the profoundly different conceptions of philosophizing for which they stood. (see also  Halle-Wittenberg, Martin Luther University of)

Kant later called Wolff "the real originator of the spirit of thoroughness in Germany"; and Wolff was indeed a pioneer in those techniques that transform philosophy into a professional discipline--the self-conscious adoption of a systematic approach and the creation of a specialized philosophical vocabulary. Wolff carefully distinguished the various fields of philosophy; wrote textbooks in each of them, which were used in the German universities for many years; and created many of the specialized philosophical terms that have survived to the present day.

The German Enlightenment was the first modern period to produce "specialists in philosophy." In England philosophizing in the universities did not become serious until well after the time of Hume, but already philosophical fields had been sufficiently distinguished to be represented by distinct professorships. The titles professor of mental or moral or metaphysical philosophy, as they arose at Oxford and Cambridge, were the product of the late 18th and early 19th centuries.

Two additional factors of the German Enlightenment are relevant: (1) the founding of the first professional journals and (2) the rising concern of philosophy with its own history. The learned journal, like the scientific society, was an innovation of the 17th century. But what had begun as a general intellectual endeavour became in 18th-century Germany a specifically philosophical enterprise. Journals were published in great numbers; e.g., Acta Philosophorum (Halle, 1715-26), Der Philosophische Büchersaal (Leipzig, 1741-44; "The Philosophical Book Room"), and the short-lived Neues philosophisches Magazin (Leipzig, 1789-91), devoted exclusively to the philosophy of Kant. (see also  scholarly journal)

More interesting still is the flowering of voluminous German histories of philosophy after 1740. By the 18th century there was already a vast accumulation of historical materials, and the self-conscious feeling that philosophy constitutes a specific field the past of which is worth examination and careful ordering combined with the German spirit of thoroughness to produce a series of massive histories such as Johann Brucker's Historia Critica Philosophiae, 6 vol. (1742-44; The History of Philosophy); Johann Buhle's Lehrbuch der Geschichte der Philosophie, 8 vol. (1796-1804; "Textbook on the History of Philosophy"); Dietrich Tiedemann's Geist der spekulativen Philosophie von Thales bis Berkeley, 6 vol. (1791-97; "The Spirit of Speculative Philosophy from Thales to Berkeley"); and Gottlieb Tennemann's Geschichte der Philosophie, 11 vol. (1789-1819; excerpted in A Manual of the History of Philosophy). (see also  historiography)

 

5.2.3 Critical examination of reason in Kant.

All of these developments led directly to Immanuel Kant (1724-1804), professor at Königsberg, the greatest philosopher of the modern period, whose works mark the true culmination of the philosophy of the Enlightenment. Historically speaking, Kant's great substantive contribution was to relate both the sensory and the a priori elements in knowledge and thus to mend the breach between the extreme Rationalism of Leibniz and the extreme Empiricism of Hume. But in addition to the brilliant content of his philosophical doctrines, Kant was responsible for three crucial philosophical innovations: (1) a new definition of philosophy, (2) a new conception of philosophical method, and (3) a new structural model for the writing of philosophy. (see also  a priori knowledge, methodology)

Kant's definition of philosophy culminated the Enlightenment, for it took reason to be the very heart of the philosophical enterprise. Philosophy's sole task, in his view, is to determine what reason can and cannot do. Philosophy, he said, "is the science of the relation of all knowledge to the essential ends of human reason"; and its true aim is both constructive ("to outline the system of all knowledge arising from pure reason") and critical ("to expose the illusions of a reason that forgets its limits"). Philosophy is thus a calling of great dignity, for its aim is wisdom, and its practitioners are themselves "lawgivers of reason." But in order for philosophy to be "the science of the highest maxims of reason," the philosopher must be able to determine the source, the extent, and the validity of human knowledge and the ultimate limits of reason. And these tasks require a special philosophical method.

Sometimes Kant called this the "transcendental method," but more often the "critical method"; for his purpose was to reject the dogmatic assumptions of the Rationalist school, and his wish was to return to the semiskeptical position with which Descartes had begun before his dogmatic pretensions to certainty took hold. Kant's method was to conduct a critical examination of the powers of an a priori judging reason and to inquire what reason can achieve when all experience is removed. The method was based upon a doctrine that he himself called "a Copernican revolution" in philosophy (by analogy with the change from geocentric to heliocentric cosmology): the assumption not that man's knowledge must conform to objects but that objects must conform to man's apparatus of knowing. The question then became: What is the exact nature of that knowing apparatus?

Unlike Descartes, Kant could not question that knowledge exists. Mathematics and Newtonian physics were too real for any Enlightenment mentality to entertain this doubt. Kant's methodological question was rather: How is mathematical and physical knowledge possible? What must be the structure of man's knowing process to have made these sciences secure? The attempt to answer these questions was the task of Kant's great Kritik der reinen Vernunft (1781; Critique of Pure Reason).

But Kant's great aim was to examine reason not merely in one of its domains but in each of its employments, according to the threefold structure of the human mind that he had taken over from Wolff. Thus the critical examination of reason in thinking (science) is undertaken in the Kritik der reinen Vernunft, that of reason in willing (ethics) in the Kritik der praktischen Vernunft (1788; Critique of Practical Reason), and that of reason in feeling (aesthetics) in Kritik der Urteilskraft (1790; Critique of Judgment).

 

5.2.4 Literary forms.

The literary format of Enlightenment philosophizing was essentially simple and straightforward. Except for an occasional reversion to the dialogue form, as in Berkeley's Three Dialogues Between Hylas and Philonous (1713) and in Hume's Dialogues Concerning Natural Religion (1779), it consisted of inquiries, discourses, treatises, dissertations, and essays, generally well written in clear, relatively nontechnical prose. But Kant not only introduced a formidable technical philosophical terminology into his works but was, in fact, the originator of a new philosophical form--the "critique" or "critical examination"--which had its own special architectonics. Each of Kant's three critiques consists of the same division into three parts: (1) an "Analytic," or analysis of reason's right functioning; (2) a "Dialectic," or logic of error, showing the pitfalls into which a careless reason falls; and (3) a "Methodology," which is an arrangement of rules for practice. It is a form that was unique to Kant, but it raised certain problems of "oppositional" thinking, to which 19th-century philosophers such as Hegel, Schopenhauer, and Kierkegaard were subsequently to turn.

 

5.3 THE 19TH CENTURY

Kant's death in 1804 formally marked the end of the Enlightenment. The 19th century ushered in new philosophical problems and new conceptions of what philosophy ought to do. It was a century of great philosophical diversity. In the Renaissance the chief intellectual fact had been the rise of mathematics and natural science, and the tasks that this fact imposed upon philosophy determined its direction for two centuries. In the Enlightenment attention had turned to the character of the mind that had so successfully mastered the natural world, and Rationalists and Empiricists had contended for mastery until the Kantian synthesis. As for the 19th century, however, if one single feature of its thought could be singled out for emphasis, it might be called the discovery of the irrational. But many philosophical schools were present, and they contended, one with another, in a series of distinct and powerful oppositions: Pragmatism against Idealism; Positivism against irrationalism; Marxism against liberalism.

Politically the 19th century began with the consulate of Napoleon and ended with the Golden Jubilee of Queen Victoria; but it is the intellectual and social changes that fell in between that have philosophical consequences. These changes were chiefly the Romantic movement of the early 19th century, which was a poetic revolt against reason in favour of feeling; the maturation of the Industrial Revolution, which caused untold misery within society and called forth a multitude of philosophies of social reform; the Revolution of 1848 in Paris, Germany, and Vienna, which symbolized class divisions and first implanted in the European consciousness the concepts of "the bourgeoisie" and "the proletariat"; and, finally, the great surge in biological science with Darwin and the publicizing of the idea of biological evolution. Romanticism influenced both German Idealism and philosophers of irrationalism. Experiences of economic discord and social unrest produced the ameliorative social philosophy of English Utilitarianism and the revolutionary doctrines of Karl Marx. And the developmental ideas of Darwin provided the prerequisites for American Pragmatism.

A synoptic view of philosophy in the 19th century reveals an interesting chronology. The early century was dominated by the German school of absolute Idealism (Johann Fichte, Friedrich Schelling, and G.W.F. Hegel). The midcentury was marked by a rebirth of interest in science and its methods (Auguste Comte in France and John Stuart Mill in England) and by liberal (Mill) and radical (Marx) social theory. The late century saw a second flowering of Idealism, this time in England (T.H. Green, F.H. Bradley, and Bernard Bosanquet) and, with Charles Sanders Peirce and William James, the rise of American Pragmatism. The new philosophies of the irrational in the highly individual thinkers S©ªren Kierkegaard, Arthur Schopenhauer, and Friedrich Nietzsche ran through the century in its entirety.

 

5.3.1 German Idealism of Fichte, Schelling, and Hegel.

The Enlightenment, inspired by the example of natural science, had accepted certain bounds to the possibility of knowledge; that is, it had recognized certain limits to reason's ability to penetrate ultimate reality because that would require methods that surpass the boundaries of scientific method. In this particular modesty, the philosophies of Hume and Kant were much alike. But the early 19th century marked a resurgence of the metaphysical spirit at its most ambitious and extravagant extreme. German Idealism reinstated the speculative pretensions of Leibniz and Spinoza at their height. This turn was partly a consequence of the Romantic influence but, more importantly, of a new alliance of philosophy not with science but with religion. It was not accidental that all of the great German Idealists were university professors whose fathers were Protestant pastors or who had themselves studied theology: Fichte at Jena and Leipzig (1780-84); Schelling and Hegel at the Tübingen seminary (1788-95). And it is probably this circumstance that gave to German Idealism its intensely serious, its quasi-religious, and its dedicated character. (see also  Absolute Idealism)

The consequence of this religious alignment was that philosophical interest shifted from Kant's Critique of Pure Reason (in which he had attempted to account for natural science and denied the possibility of certainty in metaphysics) to his Critique of Practical Reason (in which he had explored the nature of the moral self) and his Critique of Judgment (in which he had treated of the purposiveness of the universe as a whole). For absolute Idealism was based upon three premises:

1. That the chief datum of philosophy is the human self and its self-consciousness;

2. That the world as a whole is spiritual through and through, that it is, in fact, something like a cosmic Self;

3. That, in both the self and the world, it is not primarily the intellectual element that counts but, rather, the volitional and the moral.

Thus, to understand the self, self-consciousness, and the spiritual universe became for Idealistic metaphysics the task of philosophy.

From the point of view of doctrine, Fichte, Schelling, and Hegel had much in common. Fichte (1762-1814), professor of philosophy at the newly founded University of Berlin (1809-14) and a great symbol of German patriotism through the Napoleonic Wars, combined in a workable unity the subjectivism of Descartes, the cosmic monism of Spinoza, and the moral intensity of Kant. He saw human self-consciousness as the primary metaphysical fact through the analysis of which the philosopher finds his way to the cosmic totality that is "the Absolute." And, just as the moral will is the chief characteristic of the self, so also is it the activating principle of the world. Thus Fichte provided a new definition of philosophizing that made it central in dignity in the intellectual world. The sole task of philosophy is "the clarification of consciousness." And the highest degree of self-consciousness is achieved by the philosopher because he alone recognizes "Mind," or "Spirit," as the central principle of reality. (see also  spiritualism)

This line of thought was carried further by Georg Wilhelm Friedrich Hegel (1770-1831), Fichte's successor at Berlin and perhaps the single most comprehensive and influential thinker of the 19th century. Kant's problem had been the critical examination of reason's role in human experience. For Hegel, too, the function of philosophy is to discover the place of reason in nature, in experience, and in reality; to understand the laws according to which reason operates in the world. But whereas Kant had found reason to be the form that mind imposes upon the world, Hegel found it to be constitutive of the world itself--not something that mind imposes but that it discovers. As Fichte had projected consciousness from mind into reality, so Hegel projected reason; and the resultant Hegelian dictates--that "the rational is the real" and that "the truth is the whole"--although they express an organic and a totalitarian theory of truth and reality, tend to blur the usual distinctions that previous philosophers had made between logic and metaphysics, between subject and object, and between thought and existence. For the basic tenet of Idealism, that reality is spiritual, generates just such a vague inclusiveness.

To the Fichtean foundations, however, Hegel added one crucial corollary: that the Absolute, or Whole, which is a concrete universal entity, is not static but undergoes a crucial development in time. Hegel called this evolution "the dialectical process." By stressing it, Hegel accomplished two things: (1) he indicated that reason itself is not eternal but "historical," and (2) he thereby gave new meaning and relevance to the changing conditions of human society in history--which added to the philosophical task a cultural dimension that it had not possessed before.

The philosopher's vocation, in Hegel's view, was to approach the Absolute through consciousness, to recognize it as Spirit expressing and developing itself ("realizing itself" was his own phrase) in all of the manifold facets of human life. For struggle is the essence of spiritual existence, and self-enlargement is its goal. For these reasons the various branches of intellect and culture become stages in the unfolding of the World-Spirit:

1. The psychological characteristics of man (habit, appetite, judgment) representing "Subjective Spirit";

2. His laws, social arrangements, and political institutions (the family, civil society, the state) expressing "Objective Spirit";

3. His art, religion, and philosophy embodying "Absolute Spirit."

What began, therefore, in Hegel as a metaphysics of the Absolute ended by becoming a total philosophy of human culture.

 

5.3.2 Positivism and social theory in Comte, Mill, and Marx.

The absolute Idealists wrote as if the Renaissance methodologists of the sciences had never existed. But if in Germany the Empirical and scientific tradition in philosophy lay dormant, in France and in England in the middle of the 19th century it was very much alive. In France, Auguste Comte (1798-1857) wrote his great philosophical history of science, Cours de philosophie positive (1830-42; The Positive Philosophy of Auguste Comte [abridged]) in six volumes. Influenced by Bacon and the entire school of British Empiricism, by the doctrine of progress put forward by Turgot and Condorcet during the 18th century, and by the very original social reformer Henri de Saint-Simon, Comte called his philosophy "Positivism," by which he meant a philosophy of science so narrow that it denied any validity whatsoever to "knowledge" not derived through the accepted methods of science. But the Cours de philosophie positive made its point not by dialectic but by an appeal to the history of thought, and here Comte presented his two basic ideas: (see also  Mill, John Stuart, Marx, Karl)

1. The notion that the sciences have emerged as sciences in strict order, beginning with mathematics and astronomy, followed by physics, chemistry, and biology in that order, and culminating in the new science of sociology, to which Comte was the first to ascribe the name; (see also  science, philosophy of)

2. The so-called "law of the three stages," which views thought in every field as passing progressively from superstition to science by first being (a) religious, then (b) abstract, or metaphysical, and finally (c) positive, or scientific. Comte's permanent contribution was to initiate an antireligious and an antimetaphysical bias in the philosophy of science that has passed into the 20th century.

In mid-19th-century England the chief representative of the Empirical tradition from Bacon to Hume was John Stuart Mill (1806-73). Mill's theory of knowledge, best presented in his Examination of Sir William Hamilton's Philosophy (1865), was not particularly original but rather a judicious combination of the doctrines of Berkeley and Hume; but it symbolized his mistrust of vague metaphysics, his denial of the a priori element in knowledge, and his determined opposition to any form of intuitionism. It is in his enormously influential System of Logic (1843), however, that Mill's chief theoretical ideas are to be found.

This work, as part of its subtitle, the Principles of Evidence and the Methods of Scientific Investigation, shows, was concerned less with formal logic than with scientific methodology. Mill made here the fundamental distinction between deduction and induction, defined induction as the process by which men discover and prove general propositions, and presented his "four methods of experimental inquiry" as the heart of the inductive method. These methods were, in fact, only an enlarged and refined version of Francis Bacon's "tables of discovery." But the most significant section of A System of Logic was its conclusion: book 6, "On the Logic of the Moral Sciences."

Mill had taken men's experience of the uniformity of nature as the warrant of induction. Here he reaffirmed the belief of Hume that it is possible to apply the principle of causation and the methods of physical science to moral and social phenomena. These may be so complex as to yield only "conditional predictions," but in this sense there are "social laws." Thus Comte and Mill agreed upon the possibility of a true social science.

Mill's Logic was extremely influential, and it continued to be taught at Oxford and Cambridge well into the 20th century; but in the end his importance lay less in logic and theory of knowledge than in ethics and political theory. For Mill was the great apostle of political liberalism in the 19th century, a true follower of John Locke. And, just as Locke and Rousseau had represented the liberal and the radical wings of social theory in the early modern period, so Mill and Karl Marx represented the liberal and the radical approaches to social reform 100 years later.

Raised by social reformers (his father, James Mill, and Jeremy Bentham) to be a social reformer himself, Mill's social theory was an attempt, by gradual means arrived at democratically, to combat the evils of the Industrial Revolution. His ethics, expressed in his Utilitarianism (1861), followed the formulations of Bentham in finding the end of society to consist in the production of the greatest quantity of happiness for its members, but he gave to Bentham's cruder (but more consistent) doctrines a humanistic and individualistic slant. Thus, the moral self-development of the individual becomes the ultimate value in Mill's ethics.

This trend was also expressed in his essay On Liberty (1859) and Considerations on Representative Government (1861). In the former he stated the case for the freedom of the individual against "the tyranny of the majority," presented strong arguments in favour of complete freedom of thought and discussion, and argued that no state or society has the right to prevent the free development of human individuality. In the latter he provided a classic defense for the principle of representative democracy, asked for the adequate representation of minorities, urged renewed public participation in political action for necessary social reforms, and pointed up the dangers of class-oriented or special-interest legislation.

A radical counterbalance to Mill's liberal ideas was provided by Karl Marx (1818-83), a German philosopher, social revolutionary, and political economist. Taking over from Hegel the idea of estrangement (which Hegel had used in a metaphysical sense), Marx used this notion prior to 1848 to indicate the alienation of the worker from the enjoyment of the products of his work, the crass treatment of human labour as a mere commodity (and man as a thing), and, in fact, the general dehumanization of man in a selfish, profit-seeking capitalist society.

In the famous Communist Manifesto (1848), Marx, yielding to the revolutionary temper of the times, called (as Rousseau had done before the French Revolution) for the violent overthrow of the established order. All of history, Marx said, is the struggle between exploiting minorities and the underlying population, that is, between bourgeois and proletarians; and he advocated the formation of a Communist Party to stimulate proletarian class consciousness toward the seizure of power and the institution of a just and democratically managed Socialist society. (see also  class struggle)

Marx's revolutionary fervour may have tended to dampen his philosophical reputation in the West, and his philosophical achievement remains a controversial point; but certain of his ideas (some Hegelian in inspiration, some original) have endured. Among these are the ideas:

1. That society is a moving balance (dialectic) of antithetical forces that produce social change;

2. That there is no conflict between a rigid economic determinism and a program of revolutionary action;

3. That ideas (including philosophical theories) are not purely rational and thus independent of external circumstance but depend upon the nature of the social order in which they arise.

 

5.3.3 Independent and irrationalist movements.

The end of the 19th century saw a flowering of many independent philosophical movements. After Hegel was almost forgotten in Germany, his influence migrated to England, where T.H. Green, F.H. Bradley, and Bernard Bosanquet initiated a new Hegelian renaissance. Bradley's Appearance and Reality (1893) constituted the high-water mark of the rediscovery of Hegel's dialectical method. In America a strong reaction against Idealism led to the beginnings of the Pragmatic movement initiated by Charles Sanders Peirce and William James. Peirce was an exact logician who recognized that the function of all inquiry is to eradicate doubt and that the meaning of a concept consists in the practical consequences that the concept might be said to have. James transformed Peirce's pragmatic theory of meaning into a pragmatic theory of truth and, in his Will to Believe (1897), asserted that men have a right to believe even in the face of inconclusive evidence and that, because knowledge is an instrument for the sake of life, the true test of a belief is the practical consequences that it entails. Meanwhile, in Austria, Franz Brentano, who taught at Vienna from 1874 to 1895, and Alexius Meinong, who taught at Graz, were developing an empirical psychology and a theory of objects, which were to have considerable influence upon the new philosophy of Phenomenology.

It was not, however, any of these late 19th-century developments but, rather, the emphasis upon the irrational, which started almost at the century's beginning, that gave the philosophy of the period its peculiar flavour. Hegel, despite his commitment to systematic metaphysics, had, nonetheless, carried on the Enlightenment tradition of faith in human rationality. But soon his influence was challenged from two different directions. The Danish Christian thinker S©ªren Kierkegaard (1813-55) challenged the logical pretensions of the Hegelian system; and one of his contemporaries, Arthur Schopenhauer (1788-1860), himself a German Idealist and constructor of a bold and imaginative system, contradicted Hegel by asserting that the irrational is the truly real.

Kierkegaard's criticism of Hegel was an appeal to the concrete as against the abstract. He satirized Hegelian Rationalism as a perfect example of "the academic in philosophy"--of detached, objective, abstract theorizing and system building, blind to the realities of human existence, to its subjective, living, emotional character. What a man requires in life, said Kierkegaard, is not infinite inquiry but the boldness of resolute decision and commitment. Man's essence is not contained in thinking but in the existential conditions of his emotional life, in his anxiety and despair. The titles of three of Kierkegaard's books--Frygt og baeven (1843; Fear and Trembling), Begrebet angest (1844; The Concept of Dread), Sygdommen til d©ªden (1849; The Sickness unto Death)--indicate his preoccupation with states of consciousness quite unlike the usual philosophical concentration on cognition and the validity of knowledge.

Schopenhauer, even though, for a short time, he competed unsuccessfully with Hegel at the University of Berlin, soon withdrew and thereafter waged a lifelong battle against academic philosophy. His own system, though orderly and carefully worked out, was written in a vivid and engaging style. Schopenhauer agreed with Kant that the world of appearances, of phenomena, is governed by the conditions of space, time, and causality. But he held that science, which investigates this world, cannot itself penetrate the real world behind appearances, which is dominated by a strong, blind, striving, universal cosmic Will that expresses itself in the vagaries of human instinct, in sexual striving, and in the wild uncertainties of all animal behaviour. Everywhere in nature one sees strife, conflict, and inarticulate impulse; and these, rather than rational processes or intellectual clarity, are man's true contacts with ultimate reality.

Schopenhauer's great work Die Welt als Wille und Vorstellung (The World As Will and Idea) was published in 1819, and Kierkegaard's uneven masterpieces appeared between 1843 and 1849. But Friedrich Nietzsche (1844-1900), the third of the irrationalist triumvirate, wrote between 1872 and 1889. A prolific but unsystematic writer, presenting his patchwork of ideas in swift atoms of thought, Nietzsche saw the task of the philosopher as that of a man who destroys old values, creates new ideals, and through them a new civilization. He agreed with Schopenhauer that mind is an instrument of instinct to be used in the service of life and power, and he held that illusion is as necessary to man as truth. Nietzsche spent much time in the analysis of such states as resentment, guilt, bad conscience, and self-contempt.

Kierkegaard, Schopenhauer, and Nietzsche provided for the 19th century a new, nonrational conception of human nature, and they viewed the mind not with the rational clarity of Locke and Hume but as something dark, obscure, hidden, deep. But, above all, they initiated a new style of philosophizing. Schopenhauer wrote like an 18th-century essayist; Kierkegaard was a master of the methods of irony and paradox; and Nietzsche used aphorism and epigram with conscious literary intention. For these three, the philosopher should be less a crabbed academician than a man of letters.

 

5.4 THE 20TH CENTURY

Despite the tradition of philosophical "professionalism" established during the Enlightenment by Wolff and Kant, philosophy in the 19th century was still largely created by men outside of the universities. Comte, Mill, Marx, Kierkegaard, and Schopenhauer were not professors. Only the German Idealist school was rooted in academic life. Today, however, most well-known philosophers are associated with universities. (George Santayana after his early years and Jean-Paul Sartre are the notable exceptions.) The agencies of professionalism--the philosophical congress, the national philosophical societies, the narrowly specialized journals--have become increasingly important. Philosophers more and more employ a technical vocabulary and deal with specialized problems, and they write not for a broad intellectual public but for one another.

Professionalism also has sharpened the divisions between philosophical schools and made the definition of what philosophy is and ought to be a matter of the sharpest controversy. Philosophy has become extremely self-conscious about its own method and nature.

Intellectual competitiveness, moreover, has been further sharpened by geographic and political considerations. The tradition of clear analysis, inaugurated by Locke and Hume, still dominates the Anglo-Saxon world; the Hegelian tradition of speculative metaphysics and the Nietzschean tradition of bold psychological generalization still dominate the Continent. And the special framework of thinking established by Karl Marx dominated philosophy in the Socialist world.

 

5.4.1 Individual philosophies of Bergson, Dewey, and Whitehead.

Except, then, for philosophical Marxism and a few individual philosophers such as Henri Bergson, John Dewey, and A.N. Whitehead, who evade easy classification, the main currents of contemporary philosophy are (1) Analytic philosophy with its two chief branches, (a) Logical Positivism and (b) Linguistic Analysis; and (2) Continental philosophy with its two branches, (a) Existentialism and (b) Phenomenology.

Henri Bergson (1859-1941), John Dewey (1859-1952), and Alfred North Whitehead (1861-1947) have been called the three most important speculative philosophers of the first half of the 20th century. The French Bergson and the American Dewey shared an instrumental theory of mind; that is, influenced by Darwinism, they both held that mind has emerged in the course of biological evolution as an instrument of man's adaptation to his environment and, therefore, that man's mental functions are chiefly utilitarian agencies of action. Bergson and the English Whitehead were both adherents of a process philosophy; that is, each held that actuality is, like a river, fluent, that ultimate reality is mobile and dynamic. Yet, in fact, each of the three defined philosophy differently and saw it as performing a uniquely different task. Bergson's vision of philosophy was intuitional, Whitehead's was speculative, and Dewey's was pragmatic.

Bergson, in the Introduction à la métaphysique (1903; An Introduction to Metaphysics) and in his masterpiece, L'Évolution créatrice (1907; Creative Evolution), distinguished between two profoundly different ways of knowing: the method of analysis, which is that of science; and the method of intuition, which is just that intellectual sympathy by which men enter into objects and persons and identify with them. All basic metaphysical truths, Bergson held, are grasped by philosophical intuition. This is how men know their deepest selves, the duration, which is the essence of all living things, and the vital spirit, which is the mysterious creative agency in the world.

For Whitehead, philosophy was primarily metaphysics (or "speculative philosophy"), the effort "to frame a coherent, logical, necessary system of general ideas in terms of which every element of our experience can be interpreted." Whitehead's philosophy was, thus, an attempt to survey the world with a large generality of understanding, an end toward which his great trilogy, Science and the Modern World (1925), Process and Reality (1929), and Adventures of Ideas (1933), was directed.

While Bergson and Whitehead were principally metaphysicians and philosophers of culture, Dewey was an all-around philosopher who dominated the fields of ethics, metaphysics, and methodology in the United States for many years and who stressed the unity, interrelationship, and organicity of all forms of philosophical knowledge. He is chiefly notable, however, because his notion of philosophy stressed so powerfully the conceptions of practicality and moral purpose. One of the guiding aims of Dewey's philosophizing was the effort to find the same warranted assertibility for ethical and political as for scientific judgments. Philosophy, he said, should be oriented not to professional pride but to human need.

The social thought of Mill and Marx presented opposed solutions to the social problems of the 19th century; that of Dewey and Lenin presented opposed solutions to the problems of the 20th century. Not revolution but the continuous application of intelligence to social affairs was Dewey's answer. He believed in social planning, in conscious intelligent intervention to produce desirable social change; and he proposed a new "experimentalism" in social affairs as the guide to enlightened public action to promote the aims of a democratic community. His pragmatic social theory is the major social philosophy that liberal democracy has produced in the modern world.

 

5.4.2 Marxist thought.

The framework of 19th-century Marxist thought, augmented by the philosophical suggestions of Vladimir Ilich Lenin, served as the starting point of all philosophizing in the Socialist countries of eastern Europe. To Marx's conception of the dialectic (that the social world progresses through the rise and fall of oppositions), Lenin added a strong tinge of metaphysical Materialism (material things and their systems of relations exist independently of mind, and the laws of nature are objective) and a naively Realist theory of knowledge (ideas and sensations are true copies of independently existing things). But much of Lenin's thinking was also devoted to rather practical issues, like the tactics of violence and the role of the Communist Party in bringing about and consolidating the proletarian revolution. (see also  Marxism)

Later Marxism continued this concern with practical issues, because it represented the basic Marxist conception of what philosophy is and ought to be. For Marxism (like Pragmatism) tried to assimilate theoretical issues to practical needs. It asserted the basic unity of theory and practice by finding that the function of the former was to serve the latter. Marx and Lenin both held that theory was always in fact expressive of class interests; consequently, they wished philosophy to be transformed into a tool for furthering the class struggle: not abstractly to discover the truth but concretely to forge the intellectual weapons of the proletariat was philosophy's dominant task. Thus philosophy became inseparable from ideology.

Since the discovery and publication in 1927 and 1932 of some of Marx's early writings, many have sensed a breath of fresh air in Marxist philosophizing outside Russia. The concern of the young Marx with alienation, with a theory of the nature of man, and with moral values has given Marxism a new humanistic dimension and has inspired some notable revisionist thinking in Poland, Hungary, and the Balkan region.

 

5.4.3 Analytic philosophy.

 

5.4.3.1 Logical Positivism.

Logical Positivism, or Logical Empiricism, the earliest branch of modern Analytic philosophy, was jointly inspired by Hume and by the new logic of Russell and Whitehead, authors of the Principia Mathematica (3 vol., 1910-13). The school, formally instituted at the University of Vienna in a seminar of Moritz Schlick in 1923, continued there as the Vienna Circle until 1938. Its great period began in 1926 when Rudolf Carnap, who became a leading semanticist and philosopher of science, arrived at the University. Its manifesto of 1929, Wissenschaftliche Weltauffassung: Der Wiener Kreis ("Scientific Conception of the World: The Vienna Circle"), and its journal Erkenntnis ("Knowledge"), founded a year later, marked its self-consciousness as a philosophical movement.

Logical Positivism's basic contribution has been a profound alteration in the conception of the role that philosophy itself must play. Philosophy, it claimed, must henceforth be scientific. It should seek less a content than a function: it should produce not complicated pictures of the world but clear thinking. This was best stated by Ludwig Wittgenstein in his Tractatus Logico-Philosophicus (1922), first published as Logische-philosophische Abhandlung (1921):

The object of philosophy is the logical clarification of thoughts. Philosophy is not a theory but an activity. A philosophical work consists essentially of elucidations. The result of philosophy is not a number of "philosophical propositions," but to make propositions clear.

Despite this emphasis upon philosophy as a pure activity, Logical Positivism did propound, at the same time, a series of revolutionary theses:

1. All meaningful discourse consists either of (a) the formal sentences of logic and mathematics or (b) the factual propositions of the special sciences;

2. Any assertion that claims to be factual has meaning only if it is possible to say how it might be verified;

3. Metaphysical assertions, coming under neither of the two classes of (1), are meaningless;

4. All statements about moral, aesthetic, or religious values are scientifically unverifiable and meaningless.

Logical Positivism's radical denial of the meaningfulness of metaphysics and of assertions of value at first produced something of a philosophical scandal. But meanwhile Bertrand Russell and his student Wittgenstein (who had emigrated from Austria) were propounding similar doctrines in England; and, after the Nazis overran Austria and Carnap, Hans Reichenbach (a Berlin Positivist), and many others from the Vienna Circle moved to America, this philosophy proved remarkably influential in the Anglo-American world. The Logical Positivists were mainly interested in three basic themes: logic, language, and perception. Whereas Russell began with logic, turned to problems of perception, and ended with semantics, Carnap, having begun with perception in Der logische Aufbau der Welt (1928; The Logical Structure of the World), turned to problems of semantics in Logische Syntax der Sprache (1934; The Logical Syntax of Language) and ended with logic in Meaning and Necessity (1947). But of these three themes it was that of language that proved most enduring. This emphasis Logical Positivism shared with its successor, Linguistic Analysis.

 

5.4.3.2 Linguistic Analysis.

Sometimes called "ordinary language" Analysis or even "Oxford philosophy" from its later stronghold, this movement was, in fact, largely the product of two philosophers of the first half of the 20th century who were associated with the University of Cambridge, G.E. Moore (1873-1958) and Ludwig Wittgenstein (1889-1951). Moore made the examination of the assertions of other men philosophically popular--i.e., the practice of directing the philosopher's critical energies to the mistakes of his contemporaries. The major subjects of his interest were ethics and the theory of knowledge; his thought was always Realistic and commonsensical, and he introduced into philosophy an unbelievably precise and closely applied analytical method. It was Moore's passion for clarity and his infinite pains "to get everything exactly right" that served as moral inspiration to a succeeding generation of younger men who had attended his Cambridge lectures over a span of 30 years.

Wittgenstein had begun as a kind of adjunct to the Vienna Circle. There was a time when his philosophical position was much like that of Russell and Carnap; but as he later became more skeptical of the foundations of mathematics and logic, his interest turned from logic and artificial language systems toward a critical examination of ordinary natural language. This change was principally registered in his Philosophical Investigations, posthumously published in 1953, which has become the true bible of Linguistic Analysis. For it is here that Wittgenstein showed how a man's entire world is constituted by his linguistic experience and suggested that "all philosophy is critique of language." Wittgenstein thought that to ask "Why do we use this particular word or expression?" was the crucial philosophical question since a focusing of philosophy not upon the world but upon the mechanisms of linguistic use would solve most of the perplexities that have plagued philosophizing. Thus Linguistic philosophy was to perform a therapeutic function.

Wittgenstein's example found many followers in the United States and, particularly, in England. There philosophers Gilbert Ryle, J.L. Austin, and P.F. Strawson have examined "category mistakes," "systematically misleading expressions," "mental-conduct concepts" (such as "other minds"), and all of the major "perception words" such as "looking," "seeing," "sensing," "feeling," and the like. The effect of this concentration not upon things or ideas but upon words has, for members of this school, turned the customary works on ethics, aesthetics, or the philosophy of religion into treatises entitled "The Language of Ethics" or "The Language of Aesthetics" or "The Language of Religion." And these efforts are all, in Wittgenstein's terms, "a battle against the bewitchment of our intelligence by means of language."

 

5.4.4 Continental philosophy.

The Analytic philosophy that by the mid-1970s had come to dominate Anglo-American philosophical thinking for almost half a century has had comparatively little influence on the continent of Europe. There the metaphysical and speculative traditions have remained strong; and in the 1950s and 1960s the interest in both, but particularly in Phenomenology, posed an increasing threat to philosophical Analysis in Britain and the United States. Continental philosophy may be divided into Phenomenology and Existentialism, but the division is not sharp. Thinkers such as Martin Heidegger, Jean-Paul Sartre, and Maurice Merleau-Ponty combine the two strands. And the phenomenological method has been one of the formative forces in Existentialism.

 

5.4.4.1 Phenomenology of Husserl and others.

Edmund Husserl (1859-1939), a German mathematician turned philosopher, was the true father of Phenomenology. He was an extremely complicated and technical thinker whose views changed considerably over the years. His chief contributions were the phenomenological method, developed early, and the concept of the life-world, appearing only in his later writings. Husserl proposed the phenomenological method as a technique for conducting phenomenological analyses--that is, for making possible "a descriptive account of the essential structures of the directly given." The emphasis here is upon the immediacy of experience, the attempt to isolate it and set it off from all assumptions of existence or causal influence and to lay bare its actual intrinsic structure; for it is this structure that constitutes its essence. Phenomenology restricts the philosopher's attention to the pure data of consciousness uncontaminated by metaphysical theories or scientific assumptions. Husserl's concept of the life-world expressed this same idea of immediacy. It is the individual's personal world as directly experienced, with the ego at the centre and with all of its vital and emotional colourings. (see also  phenomenological reduction)

With the appearance of the Jahrbuch für Philosophie und Phänomenologische Forschung (1913-30; "Annual for Philosophical and Phenomenological Research"), under Husserl's chief editorship, his personal philosophizing flowered into an international movement. Its two most notable adherents were Max Scheler, a scholar of life-philosophy, whose Formalismus in der Ethik und die materiale Wertethik ("Formalism in Ethics and the Material Value-Ethics") was published in the Jahrbuch (1913-16), and the ontological Existentialist Martin Heidegger (1889-1976), whose famous Sein und Zeit (Being and Time) appeared in the Jahrbuch in 1927. Despite the differences in their individual philosophies their work showed clearly the influence of the phenomenological method: in Scheler's careful explorations of the role that emotion plays in men's moral values and in his descriptive analyses of the human attitudes of resentment, sympathy, and love; and in Heidegger's startlingly original investigations of human existence with its unique dimensions of being-in-the-world, dread, care, and being toward death. In all of these painstaking and enormously detailed inquiries, however, both Scheler and Heidegger held to the phenomenological principle that philosophy is not empirical but is the strictly self-evident insight into the structure of experience. Later, Maurice Merleau-Ponty, a French student of philosophical psychology, in his Phénoménologie de la perception (1945; The Phenomenology of Perception), took over Husserl's conception of the life-world and used the notions of the lived body and its facticity to build up a hierarchical order of man's lived experience.

 

5.4.4.2 Existentialism of Jaspers and Sartre.

Continental Existentialism, true to its roots in Kierkegaard and Nietzsche, is oriented toward two major themes: (1) the analysis of human Being and (2) the centrality of human choice. Thus its chief theoretical energies are devoted to ontology and decision. Existentialism as a philosophy of human existence found its best spokesman in the German Karl Jaspers, who came to philosophy from medicine and psychology. As a philosophy of human decision, its spokesman was the French philosopher and playwright Jean-Paul Sartre. These two preoccupations of Existentialism lead to two different conceptions of philosophy's function.

For Jaspers (1883-1969), as for Dewey, the aim of philosophy is practical; for Dewey, however, it guides human doing, whereas for Jaspers its purpose is the achievement of human Being. Philosophizing is an inner activity by which the individual finds and becomes himself: it is a revelation of Being. It is an attempt to answer the question of what man is and what he can become; and this activity, wholly unlike that of science, is one of mere thought, through the "inwardness" of which a man becomes aware of the deepest levels of Being. (see also  science, history of)

But if, for Jaspers, philosophy is devoted to "the illumination of existence," that illumination is achieved when a person recognizes that human existence is revealed most profoundly in his experience of those "extreme" situations that define the human condition--conflict, guilt, suffering, and death. It is in man's confrontation with these extremes that he achieves his existential humanity.

Sartre (1905-80), too, has some concern for man's Being and his dread before the threat of Nothingness. But Sartre finds the essence of this Being in man's liberty--in his duty of self-determination and his freedom of choice--and therefore spends much time in describing the human tendency toward "bad faith"--reflected in man's perverse attempts to deny his own responsibility and to flee from the truth of his inescapable freedom. Sartre, like Schopenhauer and Nietzsche, considered himself less an academic philosopher than a man of letters and also wrote novels and plays that assert the Existential dogma of human freedom and explore the inexhaustible mechanisms of bad faith. It is not that Sartre overlooks the legitimate series of obstacles to freedom a human being has to face in the givens of place, past, environment, fellowmen, and death; but his Existentialist bias demands that man surmount these limitations by acts of conscious decision. For only in acts of freedom does human existence achieve authenticity. (see also  free will)

 

5.4.5 Concluding comments.

It seems clear that, in the 50 years around the mid-20th century, philosophizing has become uncommonly concerned with problems of language, symbolism, and communication. Renaissance philosophy was primarily preoccupied with nature, with an external physical world and the objects contained within it. The Enlightenment turned to the mind that knows the world; its philosophy spoke of the genesis of ideas, the relation of concepts, the quality of appearances. But 20th-century philosophizing largely states its problems in terms of symbolic manipulation and the characteristics of words.

Nor is this merely the preoccupation of Analytical philosophy: Dewey was interested in social communication; Whitehead wrote a little volume on Symbolism: Its Meaning and Effect (1927); Heidegger turned to poetry and the etymology of words for the revelation of Being; Ernst Cassirer, a German Neo-Kantian, produced a "philosophy of symbolic forms"; and Jaspers tried to decipher the meanings reflected in human speech and gesture.

Apart from this underlying tendency there seems little prospect for philosophical unification. The scientific and the metaphysical tempers still pursue their opposite courses, and the subjectivity of Existentialism and the objectivity of Logical Positivism still express their opposition in mutual contempt. Thus, in the contemporary philosophical universe, multiplicity and division still reign. (A.W.L.)

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