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Philosophy 

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HISTORY OF WESTERN PHILOSOPHY ¡¡

3 Ancient Greek and Roman philosophy

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3.1 THE PRE-SOCRATIC PHILOSOPHERS

 

3.1.1 Cosmology and the metaphysic of matter.

Because the earliest Greek philosophers focused their attention upon the origin and nature of the physical world, they are often called cosmologists or naturalists. Though monistic views (which trace the origins of the world to a single substance) prevailed at first, they were soon followed by several pluralistic theories (which trace it to several ultimate substances). (see also  matter)

 

3.1.1.1 Monistic cosmologies.

There is a consensus, dating back at least to the 4th century BC and continuing to the present, that the first Greek philosopher was Thales of Miletus, who flourished in the first half of the 6th century BC. At that time the word philosopher ("lover of wisdom") had not yet been coined. Thales was counted, however, among the Seven Wise Men (Sophoi), whose name derives from a term that then designated inventiveness and practical wisdom rather than speculative insight. Thales showed these qualities by trying to give the mathematical knowledge that he derived from the Babylonians a more exact foundation and by using it for the solution of practical problems--such as the determination of the distance of a ship as seen from the shore or of the height of the Pyramids. Though he was also credited with predicting an eclipse of the Sun, it is likely that he merely gave a natural explanation of one on the basis of Babylonian astronomical knowledge. (see also  monism)

Thales was considered the first Greek philosopher because he was the first to give a purely natural explanation of the origin of the world, free from all mythological ingredients. He upheld that everything had come out of water--an explanation based on the discovery of fossil sea animals far inland. His tendency (and that of his immediate successors) to give nonmythological explanations of the origin of the world was undoubtedly prompted by the fact that all of them lived on the coast of Asia Minor surrounded by a number of nations whose civilizations were much farther advanced than that of the Greeks and whose mythological explanations differed greatly both among themselves and from those of the Greeks. It appeared necessary, therefore, to make a fresh start on the basis of what a person could observe and figure out by looking at the world as it presented itself. This procedure naturally resulted in a tendency to make sweeping generalizations on the basis of rather restricted but carefully checked observations.

Thales' disciple and successor, Anaximander of Miletus (mid-6th century), tried to give a more elaborate account of the origin and development of the ordered world (the cosmos). According to him, it developed out of the apeiron, something both infinite and indefinite (without distinguishable qualities). Within this apeiron something arose to produce the opposites of hot and cold. These at once began to struggle with each other and produced the cosmos. The cold (and wet) partly dried up (becoming solid earth), partly remained (as water), and--by means of the hot--partly evaporated (becoming air and mist), its evaporating part (by expansion) splitting up the hot into fiery rings, which surround the whole cosmos. Because these rings are enveloped by mist, however, there remain only certain breathing holes that are visible to men, appearing to them as Sun, Moon, and stars. Anaximander was the first to realize that upward and downward are not absolute but that downward means toward the middle of the Earth and upward away from it, so that the Earth had no need to be supported (as Thales had believed) by anything. Starting from Thales' observations, Anaximander tried to reconstruct the development of life in more detail. Life, being closely bound up with moisture, originated in the sea. All land animals, he held, are descendants of sea animals; because the first humans as newborn infants could not have survived without parents, Anaximander believed that they were born within an animal of another kind--specifically, a sea animal in which they were nurtured until they could fend for themselves. Gradually, however, the moisture will be partly evaporated, until in the end all things will have returned into the undifferentiated apeiron, "in order to pay the penalty for their injustice"--that of having struggled against one another. (see also  smooth hound)

Anaximander's successor, Anaximenes of Miletus (second half of the 6th century), taught that air was the origin of all things. His position was for a long time thought to have been a step backward because, like Thales, he placed a special kind of matter at the beginning of the development of the world. But this criticism missed the point. Neither Thales nor Anaximander appear to have specified the way in which the other things arose out of the water or apeiron. Anaximenes, however, declared that the other types of matter arose out of air by condensation and rarefaction. In this way, what to Thales had been merely a beginning became a fundamental principle that remained essentially the same through all of its transmutations. Thus, the term arche, which originally simply meant "beginning," acquired the new meaning of "principle," a term that henceforth played an enormous role in philosophy down to the present. This concept of a principle that remains the same through many transmutations is, furthermore, the presupposition of the idea that nothing can come out of nothing and that all of the comings to be and passings away that men observe are nothing but transmutations of something that essentially remains the same eternally. In this way it also lies at the bottom of all of the conservation laws--those of the conservation of matter, of force, and of energy--that have been basic in the development of physics. Though Anaximenes of course did not realize all of the implications of his idea, its importance can hardly be exaggerated.

The first three Greek philosophers have often been called hylozoists because they seemed to believe in a kind of living matter. But this is hardly an adequate characterization. It is, rather, characteristic of them that they did not clearly distinguish between kinds of matter, forces, and qualities nor between physical and emotional qualities. The same entity is sometimes called fire and sometimes the hot. Heat appears sometimes as a force and sometimes as a quality, and again there is no clear distinction between warm and cold as physical qualities and the warmth of love and the cold of hate. To realize these ambiguities is important to an understanding of certain later developments in Greek philosophy.

Xenophanes of Colophon (born c. 560 BC), a rhapsodist and philosophical thinker who emigrated from Asia Minor to Elea in southern Italy, was the first to bring out more clearly what was implied in Anaximenes' philosophy. He criticized the popular notions of the gods, saying that men made their gods in their own image. But, more importantly, he argued that there could be only one God, the ruler of the universe, who must be eternal. For, being the strongest of all beings, he could not have come out of something less strong, nor could he be overcome or superseded by something else, because nothing could arise that is stronger than the strongest. The argument clearly rested on the axiom that nothing can come out of nothing and that nothing that is can really vanish.

This axiom was made more explicit and carried to its extreme consequences by Parmenides of Elea (first half of the 5th century BC), the founder of the so-called school of Eleaticism, of whom Xenophanes has been regarded as the teacher and forerunner. In a philosophical poem Parmenides insisted that "what is" cannot have come into being and cannot pass away because it would have to have come out of nothing or to become nothing, whereas nothing by its very nature does not exist. There can be no motion either; for it would have to be a motion into something that is--which is not possible since it would be blocked--or a motion into something that is not--which is equally impossible since what is not does not exist. Hence everything is solid immobile being. The familiar world, in which things move around, come into being, and pass away, is a world of mere belief (doxa). In a second part of the poem, however, Parmenides tried to give an analytical account of this world of belief, showing that it rested on constant distinctions between what is believed to be positive--i.e., to have real being, such as light and warmth--and what is negative--i.e., the absence of positive being, such as darkness and cold.

It is significant that Heracleitus of Ephesus, a contemporary of Parmenides, whose philosophy was later considered to be the very opposite of Parmenides' philosophy of immobile being, came, in some fragments of his work, near to what Parmenides tried to show: the positive and the negative, he said, are merely different views of the same thing; death and life, day and night, or light and darkness are really one.

 

3.1.1.2 Pluralistic cosmologies.

Parmenides had an enormous influence on the further development of philosophy. Most of the philosophers of the following two generations tried to find a way to reconcile his thesis that nothing comes into being nor passes away with the evidence presented to men by their senses. Empedocles of Acragas (mid-5th century) declared that there are four material elements (he called them roots of everything) and two forces, love and hate, that did not come into being and would never pass away or increase or diminish. But the elements are constantly mixed with one another by love and again separated by hate. Thus, through mixture and decomposition composite things come into being and pass away. Because he conceived of love and hate as blind forces, Empedocles had to explain how through random motion living beings could emerge. This he achieved by means of a somewhat crude anticipation of the theory of the survival of the fittest. In the process of mixture and decomposition the limbs and parts of various animals would be formed by chance. But they could not survive. Only when by chance they had come together in such a way that they were able to support and reproduce themselves would they survive. It was in this way that the various species were produced and continued to exist. (see also  strife)

Anaxagoras of Clazomenae, a 5th-century pluralist, believed that because nothing can really come into being, everything must be contained in everything, but in the form of infinitely small parts. In the beginning all of these particles had been mixed in an even mixture, in which nothing could be distinguished, much like the indefinite apeiron of Anaximander. But then nous, or intelligence, began at one point to set these particles into a whirling motion, foreseeing that in this way they would become separated from one another and then recombine in the most various ways so as to produce gradually the world in which men live. In contrast to the forces assumed by Empedocles, the nous of Anaxagoras is not blind but foresees and intends the production of the cosmos, including living and intelligent beings; but it does not interfere with the process after having started the whirling motion. This is a strange combination of a mechanical and a nonmechanical explanation of the world.

By far of greatest importance for the later development of philosophy and physical science was an attempt by the Atomists Leucippus (mid-5th century) and (in the following generation) Democritus to solve the Parmenidean problem. Leucippus found the solution in the assumption that, contrary to Parmenides' argument, the nothing does in a way exist, viz., as empty space. There are then, however, only two fundamental principles of the physical world, empty space and filled space--the latter consisting of atoms that, in contrast to those of modern physics, are real atoms; that is, they are absolutely indivisible because nothing can penetrate to split them. On these foundations, laid by Leucippus, Democritus appears to have built a whole system, aiming at a complete explanation of the varied phenomena of the visible world by means of an analysis of its atomic structure. This system begins with elementary physical problems, such as that of why a hard body can be lighter than a softer one. The explanation is that, although the heavier body contains more atoms, they are equally distributed and of round shape; the lighter body, however, has fewer atoms, most of which have hooks by which they form rigid gratings. The system ends with educational and ethical questions. A sound and cheerful man, useful to his fellowmen, is literally well composed. Although destructive passions involve violent long-distance atomic motions, education can help to contain them, creating a better composure. Democritus also developed a theory of the evolution of culture, which influenced later thinkers. Civilization, he thought, is produced by the needs of life, which compel man to work and to make inventions. When life becomes too easy because all needs are met, there is a danger that civilization will decay as men become unruly and negligent. (see also  void)

 

3.1.2 Epistemology of appearance.

All of the post-Parmenidean philosophers, like Parmenides himself, presupposed that the real world is different from the one that men perceive. Thus the problems of epistemology, or theory of knowledge, arose. According to Anaxagoras, everything is contained in everything. But this is not what people perceive. He solved this problem, however, by assuming that, if there is a much greater amount of one kind of particle in a thing than of all other kinds, the latter are not perceived at all. The observation was then made that sometimes different persons or kinds of animals have different perceptions of the same things. He explained this phenomenon by assuming that like is perceived by like. If, therefore, in the sense organ of one person there is less of one kind of stuff than of another, he will perceive the former less keenly than the latter. This reasoning was also used to explain why some animals see better by night and others by daylight. According to Democritus, the atoms have no sensual qualities such as tastes, smells, or colours at all. Thus, he tried to reduce all of them to tactile qualities (explaining a bright white colour, for instance, as sharp atoms hitting the eye like needles), and he made a most elaborate attempt to reconstruct the atomic structure of things on the basis of their apparent sensual qualities. (see also  appearance)

Also of very great importance in the history of epistemology was Zeno of Elea (mid-5th century), a younger friend of Parmenides. Parmenides had, of course, been severely criticized because of the strange consequences of his doctrine that in reality there is no motion and no plurality either because there is just one solid being. To support him, however, Zeno tried to show that the assumption that there is motion and plurality leads to consequences that are no less strange. This he did by means of his famous paradoxes, saying that the flying arrow rests since it can neither move in the place in which it is nor in a place in which it is not and that Achilles cannot outrun a turtle because when he has reached its starting point, the turtle will have moved to a further point, and so on ad infinitum--that, in fact, he cannot even start running, for, before traversing the stretch to the starting point of the turtle, he will have to traverse half of it and again half of that and so on ad infinitum. All of these paradoxes are derived from the problem of the continuum. Although they have often been dismissed as logical nonsense, many attempts have also been made to dispose of them by means of mathematical theorems, such as the theory of convergent series or the theory of sets. In the end, however, the difficulties inherent in his arguments have always come back with a vengeance, for the human mind is so constructed that it can look at a continuum in two ways that are not quite reconcilable. (see also  paradoxes of Zeno, Achilles paradox)

 

3.1.3 Metaphysic of number.

All of the philosophies mentioned so far are in various ways historically akin to one another. Toward the end of the 6th century, however, there arose quite independently another kind of philosophy, which only later entered into interrelation with the developments just mentioned: the philosophy of Pythagoras of Samos. Pythagoras traveled extensively in the East and in Egypt and, after his return to Samos, emigrated to southern Italy because of his dislike of the tyranny of Polycrates. At Croton and Metapontum he founded a philosophical society with strict rules and soon gained considerable political influence. He appears to have brought his doctrine of the transmigration of souls from the East. Much more important for the history of philosophy and science, however, was his doctrine that "all things are numbers," which means that the essences and structures of all things can be determined by finding the numerical relations contained in them. Originally, this, too, was a very broad generalization made on the basis of comparatively few observations: for instance, that the same harmonies can be produced with different instruments--strings, pipes, disks, etc.--by means of the same numerical ratios--1:2, 2:3, 3:4--in one-dimensional extensions; the observation that certain regularities exist in the movements of the celestial bodies; and the discovery that the form of a triangle is determined by the ratio of the lengths of its sides. But because the followers of Pythagoras tried to apply their principle everywhere with the greatest of accuracy, one of them-- Hippasus of Metapontum--about 450 BC made one of the most fundamental discoveries of the entire history of science, that of incommensurability, viz., that the quantitative relation between the side and diagonal of such simple figures as the square and the regular pentagon cannot be expressed as a ratio of integers. At first sight this discovery seemed to destroy the very basis of the Pythagorean philosophy, and the school thus split into two sections, one of which engaged in rather abstruse numerical speculations while the other succeeded in overcoming the difficulty by ingenious mathematical inventions and laid the foundations of all quantitative science. Pythagorean philosophy also exerted a great influence on the development of Plato's thought in his later years. (see also  number system, acousmatics)

The speculations described so far constitute in many ways the most important part of the history of Greek philosophy because all of the most fundamental problems of Western philosophy turned up here for the first time and one finds here the formation of a great many concepts that have continued to dominate Western philosophy and science to the present day.

 

3.1.4 Anthropology and relativism.

In the middle of the 5th century BC, Greek thinking took a somewhat different turn through the advent of the Sophists. The name is derived from the verb sophizesthai, "making a profession of being inventive and clever," and aptly described the Sophists, who, in contrast to the philosophers mentioned so far, asked money for their instruction. Philosophically they were, in a way, the leaders of a rebellion against the preceding development, which more and more had resulted in the belief that the real world is quite different from the phenomenal world. "What is the sense of such speculations?" they asked, since men do not live in these so-called real worlds. This is the meaning of the pronouncement of Protagoras of Abdera (mid-5th century) that "Man is the measure of all things, of those which are that they are and of those which are not that they are not." For man the world is what it appears to him to be, not something else; and, though he meant man in general, he illustrated it by pointing out that even in regard to an individual man it makes no sense to tell him that it is really warm when he is shivering with cold, because for him it is cold--for him, the cold exists, is there. (see also  ethical relativism)

His younger contemporary Gorgias of Leontini, famous for his treatise on the art of oratory, made fun of the philosophers in a book Peri tou me ontos e peri physeos ("On that which is not, or on Nature"), in which--referring to the "truly existing world," also called "the nature of things"--he tried to prove (1) that nothing exists, (2) that if something existed, man could have no knowledge of it, and (3) that if nevertheless somebody knew it, he could not communicate his knowledge to others.

The Sophists were not only skeptical of what had by then become a philosophical tradition but also of other traditions. On the basis of the observation that different nations have different rules of conduct even in regard to things considered most sacred--such as the relations between the sexes, marriage, and burial--they concluded that most rules of conduct are conventions. What is really important is to be successful in life and to gain influence on others. This they promised to teach. Gorgias was proud of the fact that, having no knowledge of medicine, he was more successful in persuading a patient to undergo a necessary operation than his brother, a physician, who knew when an operation was necessary. The older Sophists, however, were far from openly preaching immoralism. They, nevertheless, gradually came under suspicion because of their sly ways of arguing. One of the later Sophists, however, Thrasymachus of Chalcedon (late 5th century), was bold enough to declare openly that "right is what is beneficial for the stronger or better one"; that is, for the one able to win the power to bend others to his will.

 

3.2 THE SEMINAL THINKERS OF GREEK PHILOSOPHY

 

3.2.1 Socrates.

By many of his contemporaries, Socrates (5th century BC) was also considered to be a Sophist because of his tricky arguments, though he did not teach for money and his aims were entirely different from theirs. Although there is a late tradition according to which Pythagoras invented the word philosopher, it was certainly through Socrates--who insisted that he possessed no wisdom but was striving for it--that the term came into general use and was later applied to all earlier serious thinkers. In fact, all of the records of his life and activity left by his numerous adherents and disciples indicate that he never tried to teach anything directly. But he constantly engaged in conversations with everybody--old and young, high and low--trying to bring into the open by his questions the inconsistencies in their opinions and actions. Though he never taught directly, his whole activity rested on two unshakable premises: (1) the principle never to do wrong nor to participate, even indirectly, in any wrongdoing and (2) the conviction that nobody who really knows what is good and right could act against it. He demonstrated his unshakable adherence to the first principle on various occasions and under different regimes. When, after the Battle of Arginusae, the majority of the Athenian popular assembly demanded death without trial for the admirals, Socrates, who on that day happened to be president of the assembly (an office changing daily), refused to put the proposal to the vote because it was wrong to condemn anyone without a fair trial. He refused to do so even though the people threatened him, shouting that it would be terrible if the sovereign people could not do as they pleased. (see also  good and evil, right and wrong)

When, after the overthrow of democracy, the so-called Thirty Tyrants, who tried to involve everybody in their wrongdoings, ordered him to arrest an innocent citizen whose money they coveted, he simply disobeyed. This he did although at that time such disobedience was still more dangerous than disobeying the sovereign people had been at the time of unrestricted democracy. Likewise, in the time of the democracy he pointed out by his questions the inconsistency of allowing oneself to be swayed by the oratory of a good speaker instead of first inquiring into his capability as a statesman, whereas in private life a sensible citizen would not listen to the oratory of a quack but would try to find the best doctor. When, after the overthrow of democracy, the Thirty Tyrants had many people arbitrarily executed, he asked everybody whether a man was a good shepherd who diminished the number of the sheep instead of increasing it and did not cease doing so when Critias, the leader of the Thirty, warned him to take heed not to diminish the number of the sheep by his own, Socrates', person. But the most fundamental inconsistency that he tried to show up everywhere was that most people by their actions showed that they considered what they found to be good, wonderful, and beautiful in others--such as, for instance, doing right at great danger to oneself--not to be good for themselves, and considered to be good for themselves what they despised and condemned in others. Though all of these stands won him the most fervent admiration of many, especially among the young of all classes, it caused also great resentment among leading politicians, whose inconsistencies were shown up publicly by him and his adherents. Though Socrates had survived unharmed through the regime of the Thirty--partly because it did not last long, partly because he was supported by some close relatives of their leader Critias--it was under the restored democracy that he was accused of impiety and of corrupting the youth and finally condemned to death, largely also in consequence of his intransigent attitude during the trial. (see also  Athens)

After Socrates' death his influence became a dominating one through the greater part of Greek and Roman philosophy down to the end of antiquity and was more or less noticeable even in all of the rest. Many of his adherents--among them Xenophon, a military man and a historian, and Aeschines of Sphettus, one of those present at his death--tried to preserve his philosophical method by writing Socratic dialogues. Some founded schools or sects that perpetuated themselves over long periods of time, Eucleides of Megara emphasizing the theoretical aspects of Socrates' thought, and Antisthenes stressing the independence of the true philosopher from material wants. The latter, through his disciple Diogenes of Sinope, who carried voluntary poverty to the extreme and emphasized freedom from all conventions, became the founder of the sect of the Cynics. Aristippus of Cyrene, traditional founder of the Cyrenaic school, stressed man's independence from material needs in a somewhat different way, declaring that there is no reason why a philosopher should not enjoy material goods as long as he is completely indifferent to their loss. Though Aristippus renounced his son because he led a dissolute life, the school that he founded (through his daughter and his grandson) was hedonistic, holding pleasure to be the good.

 

3.2.2 Plato.

By far the most important disciple of Socrates, however, was Plato, a scion of one of the most noble Athenian families, who could trace his ancestry back to the last king of Athens and to Solon, the great social and political reformer.

 

3.2.2.1 Life.

As a very young man Plato became a fervent admirer of Socrates in spite of the latter's plebeian origin. Contrary to his master, however, who always concerned himself with the attitudes of individuals, he believed in the importance of political institutions. In his early youth he had observed that the Athenian masses, listening to the glorious projects of ambitious politicians, had engaged in foolhardy adventures of conquest, which led in the end to total defeat in the Peloponnesian War. When, in consequence of the disaster, democracy was abolished, Plato at first set great hopes in the Thirty Tyrants--especially since their leader, Critias, was a close relative. But he soon discovered that--to use his own words--the despised democracy had been gold in comparison with the new terror. When the oligarchy was overthrown and the restored democracy, in 399, adopted a new law code--in fact, a kind of written constitution containing safeguards against rash political decisions--Plato again had considerable hope and was even inclined to view the execution of Socrates as an unfortunate incident rather than a logical consequence of the new regime. It was only some years later, when demagogy appeared to raise its head again, that he "despaired and was forced to say that things would not become better in politics unless the philosophers would become rulers or the rulers philosophers." He wrote a dialogue, the Gorgias, violently denouncing political oratory and propaganda and then traveled to southern Italy in order to study political conditions there. Again, however, he found the much vaunted dolce vita of the Greeks there, in which the rich lived in luxury exploiting the poor, much worse than the democracy at Athens. But at Syracuse he met a young man, Dion, brother-in-law of the ruling tyrant, Dionysius I, who listened eagerly to his political ideas and promised to work for their realization if any occasion should arise. On his return to Athens, Plato founded the Academy, an institution for the education of philosophers, and in the following years elaborated, besides other dialogues, his great work, Politeia (The Republic), in which he drew the outlines of an ideal state. Because it is the passions and desires of men that cause all disturbances in society, the state must be ruled by an elite governed exclusively by reason and supported by a class of warriors entirely obedient to them. Both ruling classes must have no individual possessions and no families and lead an extremely austere life, receiving the necessities of life from the working population, which alone is permitted to own private property. The elite receives a rigid education to fit it for its task. At the death of Dionysius I, Dion induced Plato to come to Syracuse again to try to persuade Dionysius' successor to renounce his power in favour of a realization of Plato's ideals. But the attempt failed, and in his later political works, the Politicus (Statesman) and the Nomoi (Laws), Plato tried to show that only a god could be entrusted with the absolute powers of the philosopher-rulers of his Politeia. Human rulers must be controlled by rigid laws, he held--though all laws are inevitably imperfect because life is too varied to be governed adequately by general rules. But the Nomoi still placed strict restrictions on the ownership of property.

 

3.2.2.2 Philosophy.

In the field of theoretical philosophy, Plato's most influential contribution was undoubtedly his theory of Ideas, which he derived from Socrates' method in the following way: Socrates, in trying to bring out the inconsistencies in his interlocutors' opinions and actions, had often asked what it is that makes men say that a certain thing or action is good or beautiful or pious or brave; and he had asked what people are looking at when they make such statements. Plato sometimes made Socrates ask what is the Eidos, or the Idea--i.e., the image--that a person has before him when he calls something "good." A definite answer is never given, however, because no abstract definition would be adequate, the purpose being rather to make the interlocutor aware of the fact that he somehow does look at something undefinable when making such statements.

What was at first simply a way of somehow expressing something that is difficult to express developed into a definite theory of Ideas when Plato made the discovery that something similar could be observed in the field of mathematics. No two things in the visible world are perfectly equal, just as there is nothing that is perfectly good or perfectly beautiful. Yet equality is one of the most fundamental concepts not only in mathematics but also in everyday life--the foundation of all measurement. Hence, like the notion of the good and the beautiful, it appears to come from a different world, a world beyond that of the senses, a world that Plato then called the world of Ideas. Further intimations of such a realm beyond the immediate realm of the senses may be found in the fact that men, in construing a system of knowledge, constantly prefer what is more perfect to what is less perfect; i.e., what is formed and thus recognizable to what is not, what is true to what is false, a sound logical conclusion to a logical fallacy, even an elegant scientific demonstration to a clumsy one, without considering the former as good and the latter as bad.

According to Plato, all of the things that men perceive with their senses appear to be but very imperfect copies of the eternal Ideas. The most important and fundamental one of these is the Idea of the Good. It is "beyond being and knowledge," yet it is the foundation of both. "Being" in this connection does not mean existence, but being something specific--a man, a lion, or a house--being recognizable by its quality or shape.

Knowledge begins with a perception of these earthly shapes, but it ascends from there to the higher realm of Ideas, which is approachable to the human mind. In the famous myth of the cave in the seventh book of Politeia, Plato likened the ordinary person to a man sitting in a cave looking at a wall on which he sees nothing but the shadows of the real things that are behind his back, and he likened the philosopher to a man who has got out in the open and seen the real world of the Ideas. Coming back, he may be less able to distinguish the shades because he has been blinded by the light outside; but he is the only one who knows reality, and he conducts his life accordingly.

In his later thinking, in Theaetetus, Plato criticized a sensualist theory of knowledge, anticipating the explanations of the 17th-century English sensualists, such as Thomas Hobbes. In the Timaeus, he tried to build up a complete system of physics, partly employing Pythagorean ideas. Most modern Positivists do not take Plato seriously any longer. But one of the greatest physicists of the 20th century, Werner Heisenberg, has insisted that the modern physicist still has to learn a good deal from Plato concerning the foundation of his science.

 

3.2.3 Aristotle.

After Plato's death the Academy continued to exist for many centuries under various heads. When Plato's nephew, Speusippus, was elected as his successor, his greatest disciple, Aristotle, left to go first to Assus and then to the island of Lesbos, where he met Theophrastus, who became his most gifted disciple. But soon thereafter he was called to the Macedonian court at Pella to become the educator of the crown prince, who was later to become Alexander the Great. After the latter had become king, Aristotle returned to Athens and opened there a school of his own, whose members became known as the Peripatetics.

 

3.2.3.1 Philosophy.

Aristotle had become a member of the Academy at the age of 17, in the year 367 (during Plato's absence in Sicily), under the acting chairmanship of Eudoxus of Cnidus, a great mathematician and geographer. It is a controversial question as to how far Aristotle, during the 20 years of his membership in the Academy, developed a philosophy of his own differing from that of his master. But two things can be considered as certain: (1) that he soon raised certain objections to Plato's theory of Ideas, for one of the arguments against it attributed to him is discussed in Plato's dialogue Parmenides, which Plato must have written soon after his return from Sicily, and (2) that it was during his membership in the Academy that Aristotle began and (to a considerable extent) elaborated his theoretical and formal analysis of the arguments used in various Socratic discussions--an enterprise that (when completed) resulted in the corpus of his works on logic, a new science, which Aristotle himself claimed to have originated and about which (until rather recent times) it used to be said that he completed it in such a way that hardly anything could be added.

Certainly quite some time before his return to Athens to open a school of his own, Aristotle declared that it is not necessary to assume the existence of a separate realm of transcendent Ideas of which the individual things that men perceive with their senses are but imperfect copies; that the world of perceived things is the real world; and that it is necessary merely to be able to say that something is generally true of certain types or groups of things in order to build up a system of knowledge about them. Thus, it would be wrong to say that, having abandoned the theory of Ideas, Aristotle was left with a completely contingent world. The last chapters of his Analytica posteriora (Posterior Analytics) show, on the contrary, that he merely replaced Plato's transcendent Ideas with something (katholou) corresponding to them that the human mind can grasp in individual things.

Aristotle retained another important element of the theory of Ideas in his teleology, or doctrine of purposiveness. According to Plato, individual things are imperfect copies of perfect Ideas. Aristotle pointed out, however, that all living beings develop from an imperfect state (from the seed, the semen, through the germinating plant, or embryo, to the child and young adult), to the more perfect state of the fully developed plant or the full grown mature animal or man--after which they again decay and finally die, having reproduced themselves. But not all individuals reach the same degree of relative perfection. Many of them die before reaching it; others are retarded or crippled or maimed in various ways in the process. It is, therefore, of the utmost importance for man to find out what the best conditions are for reaching the most perfect state possible. This is what the gardener tries to do for the plants; but it is even more important for man to do it in regard to himself. The first question, then, is what kind of perfection a human being as human can reach. In answering this question Aristotle observed that man, being the social animal par excellence, can reach as an individual only some of the perfections possible for man as such. Cats are more or less all alike in their functions; thus each can fend for itself. With bees and termites, however, it is different. They are by nature divided into worker bees, drones, and queen bees or worker termites, soldier termites, and queens. With human beings the differentiation of functions is much more subtle and varied. Men can lead satisfactory lives only on the basis of a division of labour and distribution of functions. Some human individuals are born with very great talents and inclinations for special kinds of activity. They will be happy and will make their best possible contribution to the life of the community only if they are permitted to follow this inclination. Others are less one-sidedly gifted and more easily adaptable to a variety of functions. These people can be happy shifting from one activity to another. That this is so is an enormous advantage the human species has over all other animals because it enables it to adapt to all sorts of circumstances. But the advantage is paid for by the fact that no human individual is able to develop all of the perfections that are possible for the race as a whole.

There is another possible and, in its consequences, real disadvantage to such adaptability; the other animals, tightly confined to the limits set by nature, are crippled almost exclusively by external factors; but man, in consequence of the freedom of choice granted to him through the variety of his gifts, can and very often does cripple and harm himself. All human activities are directed toward the end of a good and satisfactory life. But there are many subordinate aims that are sensible ends only as far as they serve a superior end. There is, for example, no sense in producing or acquiring more shoes than can possibly be worn. This is self-evident. With regard to money, however, which has become exchangeable against everything, the illusion arises that it is good to accumulate it without limit. By doing so, man harms both the community and himself because, concentrating on such a narrow aim, he deprives his soul and spirit of larger and more rewarding experiences. Similarly, an individual especially gifted for large-scale planning needs power to give orders to those capable of executing his plans. Used for such purposes, power is good. But coveted for its own sake, it becomes oppressive to those subdued by it and harmful to the oppressor because he thus incurs the hatred of the oppressed. Because of his imperfection man is not able to engage in serious and fruitful activities without interruption. He needs relaxation and play, or amusement. Because the necessities of life frequently force man to work beyond the limit within which working is pleasant, the illusion arises that a life of constant amusement would be the most pleasant and joyful. In reality nothing is more tedious. (see also  free will, political power)

Aristotle's teleology seems to be based entirely on empirical observation. It has nothing to do with a belief in divine providence and is not, as some modern critics believe, at variance with the law of causality. It forms the foundation, however, of Aristotle's ethics and political theory. Aristotle was an avid collector of empirical evidence. He induced his students, for instance, to make collections of the laws and political institutions (and their historical developments) of all known cities and nations in order to find out how they worked and at what points their initiators had been mistaken regarding the way in which they would work. In later times, Aristotle came to be considered (and by many is still considered) a dogmatic philosopher because the results of his inquiries were accepted as absolutely authoritative. In reality, however, he was one of the greatest Empiricists of all times.

 

3.2.3.2 Disciples and commentators.

After Aristotle's death his immediate disciples carried on the same kind of work, especially in the historical field: Theophrastus wrote a history of philosophy and works on botany and on mineralogy, Eudemus of Rhodes wrote histories of mathematics and of astronomy, Meno a history of medicine, and Dicaearchus of Messene a history of civilization and a book on types of political constitutions. The next two generations of Peripatetics spread out in two different directions: literary history, in the form of histories of types of poetry, epic, tragedy, and comedy, and of biographies of famous writers, and physical science, Straton of Lampsacus creating a new kind of physics based on experiments, and the great astronomer Aristarchus of Samos inventing the heliocentric system. The school then went for some time into eclipse until, in the 1st century AD, after the rediscovery of Aristotle's lecture manuscripts, there arose a great school of commentators on his works, which had an enormous influence on medieval philosophy. (see also  Aristotelianism)

 

3.3 HELLENISTIC AND ROMAN PHILOSOPHY

The period after the death of Aristotle was characterized by the decay of the Greek city-states, which then became pawns in the power game of the Hellenistic kings who succeeded Alexander. Life became troubled and insecure. It was in this environment that two dogmatic philosophical systems came into being, the Stoic and the Epicurean, which were destined to give their adherents something to hold onto and to make them independent of the external world. (see also  Hellenistic Age, Roman Republic and Empire)

 

3.3.1 Stoics.

The Stoic system was created by a Syrian, Zeno of Citium (about the turn of the 3rd century BC), who went to Athens as a merchant but lost his fortune at sea. Zeno was consoled by the Cynic philosopher Crates, who taught him that material possessions were of no importance whatsoever for a man's happiness. He therefore stayed at Athens, heard the lectures of various philosophers, and--after he had elaborated his own philosophy--began to teach in a public hall, the Stoa Poikile (hence the name Stoicism).

Zeno's thought comprised, essentially, a dogmatized Socratic philosophy, with added ingredients derived from Heracleitus. The basis of human happiness, he said, is to live "in agreement" (with oneself), a statement that was later replaced by the formula "to live in agreement with nature." The only real good for man is the possession of virtue; everything else (wealth or poverty, health or illness, life or death) is completely indifferent. All virtues are based exclusively on right knowledge--self-control (sophrosyne) being the knowledge of the right choice, fortitude the knowledge of what must be endured and what must not, and justice the right knowledge "in distribution." The passions, which are the cause of all evil, are the result of error in judging what is a real good and what is not. Because it is difficult to see, however, why murder, fraud, and theft should be considered evil if life and possessions are of no value, the doctrine was later modified by making among the "indifferent things" distinctions between "preferable things," such as having the necessities of life and health; "completely indifferent things"; and "anti-preferable things," such as lacking the necessities of life or being ill--while insisting still that the happiness of the truly wise man could not be impaired by illness, pain, hunger, or any deprivation of external goods. In the beginning, Zeno also insisted that either a man is completely wise, in which case he would never do anything wrong and would be completely happy, or he is a fool. Later he made the concession, however, that there are men not completely wise but progressing toward wisdom. Though the latter might even have true insight, they are not certain that they have it, whereas the truly wise man is also certain of having true insight. The world is governed by divine Logos--a word originally meaning "word" or "speech," then (with Heracleitus) also a speech that expresses the laws of the universe, and, finally, "reason." This Logos keeps the world in perfect order. Man can deviate from or rebel against this order, but by doing so he cannot disturb it but can only do harm to himself.

Zeno's philosophy was further developed by Cleanthes, the second head of the school, and by Chrysippus, its third head. Chrysippus elaborated a new kind of logic, which did not receive much attention, however, outside the Stoic school until in recent times (under the name of "propositional logic") it has been hailed by some logicians as superior to the "conceptual logic" of Aristotle. In the mid-2nd century BC, Panaetius of Rhodes adapted Stoic philosophy to the needs of the Roman aristocracy (whose members were then governing the known world) and made a great impression on some of the leading men of the time, who tried to follow his moral precepts. In the following century, in the time of the decay of the Roman Republic, of civil war, and of slave rebellions, Poseidonius of Apamea, who was also one of the most brilliant historians of all times, taught that the Stoic takes a position above the rest of mankind, looking down on men's struggles as on a spectacle. In the periods of the rising monarchy and of its established rule, Stoicism became the religion of the republican opposition. The most famous Stoic was the younger Cato, who committed suicide after the victory of Julius Caesar. It was also the guiding philosophy of Seneca the Younger, the educator and (for a long time) the adviser of Nero, who tried to keep Nero on the path of virtue but failed and finally had to commit suicide on the orders of the Emperor. In spite of the oddities of Zeno's original doctrine, Stoicism gave consolation, composure, and fortitude in times of trouble to many proud men to the end of antiquity and beyond.

 

3.3.2 Epicureans.

The thought of Zeno's contemporary Epicurus also comprised a philosophy of defense in a troubled world. It has been (and still is) considered--in many respects justly--the opposite of Zeno's. Whereas Zeno had proclaimed that the wise man would try to learn from everybody and would always acknowledge his debt to earlier philosophers, Epicurus insisted that everything he taught was the result of his own thinking, though it is obvious that his physical explanation of the universe is a simplification of Democritus' Atomism. And whereas the Stoics had taught that pleasure and pain are of no importance for a man's happiness, Epicurus made pleasure the very essence of a happy life. Moreover, the Stoics from the beginning had acted as advisers of kings and statesmen. Epicurus, on the other hand, lived in the retirement of his famous Garden, cultivating intimate friendships with his adherents but warning against participation in public life. The Stoics believed in divine providence; Epicurus taught that the gods pay no attention whatsoever to human beings. Yet in spite of these contrasts, the two philosophies had some essential factors in common. Though Epicurus made pleasure the criterion of a good life, he was far from advocating a dissolute life and debauchery; he insisted that it was the simple pleasures that made life happy. When in his old age he suffered terrible pains from prostatitis, he asserted that philosophizing and the memory and love of his distant friends made pleasure prevail even in the grips of such pain. Nor was Epicurus an atheist. His Roman admirer, the poet Lucretius Carus (c. 95-55 BC), in his poem De rerum natura (On the Nature of Things), praised Epicurus enthusiastically as the liberator of mankind from all religious fears; and Epicurus himself had affirmed that this had been one of the aims of his philosophy. But although he taught that the gods are much too superior to trouble themselves with paying attention to mortals, he said--and, as his language clearly shows, sincerely believed--that it is important for human beings to look at the gods as perfect beings, since only in this way could men approach perfection. It was only in Roman times that people began to misunderstand Epicureanism, holding it to be an atheistic philosophy justifying a dissolute life, so that a man could be called "a swine from the herd of Epicurus." Seneca recognized the true nature of Epicureanism, however, and in his Epistulae morales (Moral Letters) deliberately interspersed through his Stoic exhortations maxims from Epicurus.

 

3.3.3 Skeptics.

There was still another Hellenistic school of philosophy, the Skeptic school initiated by another of Zeno's contemporaries-- Pyrrhon of Elis--a school that was destined to become of great importance for the preservation of a detailed knowledge of Hellenistic philosophy in general. Pyrrhon had come to the conviction that no man can know anything for certain nor ever be certain that the things he perceives with his senses are real and not illusory. He is said to have carried the practical consequences of his conviction so far that, when walking in the streets, he paid no attention to the vehicles and other obstacles, so that his faithful disciples always had to accompany him to see that he came to no harm. Pyrrhon's importance for the history of philosophy lies in the fact that one of the later adherents of his doctrine, Sextus Empiricus (2nd-3rd century AD), wrote a large work, Pros dogmatikous ("Against the Dogmatists"), in which he tried to refute all of the philosophers who had a more positive philosophy, and in so doing he quoted extensively from their works, thus preserving much that would otherwise have been lost. It is a noteworthy fact that the British sensualists of the 18th century, such as David Hume, and also Immanuel Kant derived most of their knowledge of ancient philosophy from Sextus.

 

3.3.4 Neo-Pythagoreans and Neoplatonists.

All of the philosophical schools and sects of Athens that had originated in the 4th century BC continued into late antiquity, most of them until the emperor Justinian I ordered all of them closed in AD 529 because of their pagan character. Within that whole period of nearly 1,000 years only two new schools were added; even these, however--the Neo-Pythagorean and the Neoplatonic schools--drew their inspiration from early Greek philosophy, though only the latter was of importance for the history of philosophy. Neoplatonism began with Ammonius Saccas (first half of the 3rd century AD), who had been brought up as a Christian but had abandoned his religion for the study of Plato and developed his own kind of Platonic philosophy. Because he wrote nothing, his philosophy is known only through his famous disciple, Plotinus. But Plotinus did not publish anything either. His philosophy is known, however, through the Enneads, a collection of his writings arranged by his disciple Porphyry, who also wrote a biography of Plotinus.

The philosophy of Plotinus (and Ammonius) was derived from the study of Plato. It, moreover, used many philosophical terms first coined by Aristotle and adopted some elements of Stoic philosophy as well. Yet it is essentially a new philosophy, agreeing with the religious and mystical tendencies of its time. Plotinus assumed the existence of several levels of Being, the highest being that of the One, or the Good, which are identical but indescribable and indefinable in human language. The next lower level is that of the nous, or pure intellect or reason; the third is that of the soul or souls. There then follows the world perceivable by the senses and, finally, at the lowest level there is matter, which is the cause of all evil. The highest bliss for man is union with the One, or Good, attained by contemplation and purification. That this is not a lasting state attained once for all--like the status of the Stoic wise man, who was supposed never to lose his wisdom again--is shown by the fact that Porphyry, in his Vita Plotini, said that Plotinus had experienced this supreme bliss seven times in his life, whereas he, Porphyry, had experienced it only once. (see also  perception)

The further history of Neoplatonism is extremely complicated. While Porphyry had emphasized the ethical element in Plotinus' philosophy, his disciple Iamblichus of Chalcis in Syria (died c. AD 330), founder of a Syrian branch of the sect, mingled Neoplatonism with Neo-Pythagoreanism, writing on the Pythagorean way of life and on number theory. Above all, he multiplied the levels of being, or the emanations from the One, which enabled him to incorporate the traditional Greek gods into his system. Another branch of the school was founded in Pergamum, in western Asia Minor, by his disciple Aedesius, who with his disciple Maximus tried to revive the ancient Greek mystery religions, such as Orphism. All of these developments became of great importance in the 4th century when the emperor Julian attempted to revive paganism. In the following century the Athenian school reached a new high point when Proclus combined ideas of his predecessors into one comprehensive system. When in 529 Justinian closed all of the philosophical schools in Athens, however, a branch continued to exist in Alexandria. The Athenian Neoplatonists found refuge at the court of the Persian king Khosrow, and in 535 they were permitted to return to Athens. But gradually pagan philosophy as such died out, though it continued to exist as an influence in the development of Christian philosophy and theology. (K.v.Fr.)

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